# Ward Capital Management LLC

> Ward Capital Management LLC is a state-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 170400
- Filed as: WARD CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170400
- AdvisorCensus page: https://advisorcensus.com/firm/ward-capital-management-llc-170400

## Quick answers

**How is Ward Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ward Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ward Capital Management LLC registered with the SEC or a state?**
Ward Capital Management LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170400.

**How much does Ward Capital Management LLC manage?**
Ward Capital Management LLC reports $26,791,485 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (72% discretionary).

**What types of clients does Ward Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44).

**Does Ward Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170400

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $26,791,485
- Discretionary: $19,337,383
- Non-discretionary: $7,454,102

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $26,791,485 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wardcapitalmanagement.com
- Facebook @wardcmllc
- LinkedIn @CHRIS-WARD-68363373

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ward Capital Management LLC (CRD 170400): Form ADV filing data as of October 2026.