# Warburton Capital Management, LLC

> Warburton Capital Management, LLC is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 141969
- Filed as: WARBURTON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141969
- AdvisorCensus page: https://advisorcensus.com/firm/warburton-capital-management-llc-tulsa-ok-141969

## Quick answers

**How is Warburton Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Warburton Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Warburton Capital Management, LLC located?**
Warburton Capital Management, LLC's principal office is in Tulsa, OK, according to its Form ADV.

**Is Warburton Capital Management, LLC registered with the SEC or a state?**
Warburton Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 141969.

**How much does Warburton Capital Management, LLC manage?**
Warburton Capital Management, LLC reports $786,622,276 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).

**How have Warburton Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Warburton Capital Management, LLC: Regulatory assets under management: $391,706,000 in the October 2021 data and $786,622,276 in the October 2026 data, up 101%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Warburton Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (258); high net worth individuals (158); corporations or other businesses not listed above (9).

**Which custodians does Warburton Capital Management, LLC use?**
Warburton Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Warburton Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141969

**What changed in Warburton Capital Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $701,084,221 to $786,622,276 (+12%). Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $786,622,276
- Discretionary: $783,079,258
- Non-discretionary: $3,543,018

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 258 | $103,204,895 |
| High net worth individuals | 158 | $563,573,045 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $3,543,018 |
| Charitable organizations | 7 | $74,252,017 |
| Corporations or other businesses not listed above | 9 | $42,049,301 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, KS, NH, OH, OK, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- warburtoncapital.com
- Facebook @WarburtonCapital
- Instagram @warburtoncapital
- LinkedIn @WARBURTON-CAPITAL-MANAGEMENT
- TikTok @warburton.capital
- YouTube @WarburtonCap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $391,706,000 | 6 | May 11, 2021 |
| October 2022 | $491,916,221 | 7 | September 26, 2022 |
| October 2023 | $498,629,087 | 9 | September 13, 2023 |
| October 2024 | $582,159,711 | 7 | July 19, 2024 |
| October 2025 | $701,084,221 | 7 | February 26, 2025 |
| October 2026 | $786,622,276 | 7 | February 9, 2026 |

Regulatory assets under management: $391,706,000 in the October 2021 data and $786,622,276 in the October 2026 data, up 101%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $701,084,221 to $786,622,276 (+12%).
- Registered or notice-filed in NH.

### January 2026
- No longer registered or notice-filed in MO, NY, TN.

### December 2025
- Registered or notice-filed in WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warburton Capital Management, LLC (CRD 141969): Form ADV filing data as of October 2026.