# Warana Capital, LLC

> Warana Capital, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 288311
- Filed as: WARANA CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288311
- AdvisorCensus page: https://advisorcensus.com/firm/warana-capital-llc-new-york-ny-288311

## Quick answers

**How is Warana Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Warana Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Warana Capital, LLC located?**
Warana Capital, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Warana Capital, LLC registered with the SEC or a state?**
Warana Capital, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288311.

**How much does Warana Capital, LLC manage?**
Warana Capital, LLC reports $672,899,188 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Warana Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Warana Capital, LLC: Regulatory assets under management: $248,078,846 in the October 2021 data and $672,899,188 in the October 2026 data, up 171%. Total employees: 8 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Warana Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (26).

**Does Warana Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288311

**What changed in Warana Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Added an office in Los Angeles, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $672,899,188
- Discretionary: $672,899,188
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 26 | $672,899,188 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 14 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Los Angeles, CA

### Websites listed on Form ADV (Item 1.I)
- [waranacap.com](https://waranacap.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $248,078,846 | 8 | March 17, 2021 |
| October 2022 | $372,219,451 | 9 | March 24, 2022 |
| October 2023 | $500,189,357 | 11 | March 28, 2023 |
| October 2024 | $454,422,622 | 12 | March 28, 2024 |
| October 2025 | $652,000,596 | 14 | March 31, 2025 |
| October 2026 | $672,899,188 | 14 | March 26, 2026 |

Regulatory assets under management: $248,078,846 in the October 2021 data and $672,899,188 in the October 2026 data, up 171%.
Total employees: 8 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added an office in Los Angeles, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warana Capital, LLC (CRD 288311): Form ADV filing data as of October 2026.