# Wang Financial, LLC

> Wang Financial, LLC is a state-registered investment advisory firm in Santa Barbara, CA, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 167570
- Filed as: WANG FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/167570
- AdvisorCensus page: https://advisorcensus.com/firm/wang-financial-llc-santa-barbara-ca-167570

## Quick answers

**How is Wang Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wang Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Wang Financial, LLC located?**
Wang Financial, LLC's principal office is in Santa Barbara, CA, according to its Form ADV.

**Is Wang Financial, LLC registered with the SEC or a state?**
Wang Financial, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 167570.

**How much does Wang Financial, LLC manage?**
Wang Financial, LLC reports $70,157,796 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (79% discretionary).

**What types of clients does Wang Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (31); individuals (other than high net worth individuals) (13).

**Does Wang Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167570

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $70,157,796
- Discretionary: $55,309,595
- Non-discretionary: $14,848,201

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $2,208,208 |
| High net worth individuals | 31 | $62,389,441 |
| Charitable organizations | Fewer than 5 | $1,114,515 |
| Corporations or other businesses not listed above | Fewer than 5 | $4,445,632 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wangfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wang Financial, LLC (CRD 167570): Form ADV filing data as of October 2026.