# Walton Financial

> Walton Financial is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.

- CRD: 331634
- Filed as: WALTON FINANCIAL
- Also doing business as: AC FINANCIAL PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: June 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331634
- AdvisorCensus page: https://advisorcensus.com/firm/walton-financial-birmingham-al-331634

## Quick answers

**How is Walton Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Walton Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Walton Financial's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 18, 2026 states: Asset-based fee: 0.1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Walton Financial located?**
Walton Financial's principal office is in Birmingham, AL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Walton Financial registered with the SEC or a state?**
Walton Financial is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331634.

**How much does Walton Financial manage?**
Walton Financial reports $182,903,769 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary).

**How have Walton Financial's assets and staff changed since 2024?**
In the Form ADV data for Walton Financial: Regulatory assets under management: $160,825,174 in the October 2025 data and $182,903,769 in the October 2026 data, up 14%. Total employees: 4 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Walton Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (199); high net worth individuals (49); corporations or other businesses not listed above (8).

**Which custodians does Walton Financial use?**
Walton Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Walton Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331634

**What changed in Walton Financial's recent Form ADV filings?**
In the July 2026 filing data: Added the business name AC Financial Partners. Employees performing advisory functions went from 2 to 3. Added an office in Birmingham, AL. Registered or notice-filed in MS.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 18, 2026)

- Asset-based fee: 0.1% to 1.5% a year (a range, as the brochure states it)

> Annual asset management fees generally range between 0.10% and 1.5%. Your specific fee and fee structure will be listed in your client agreement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $182,903,769
- Discretionary: $182,903,769
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 199 | $62,740,637 |
| High net worth individuals | 49 | $115,664,737 |
| Charitable organizations | Fewer than 5 | $738,653 |
| Corporations or other businesses not listed above | 8 | $3,759,742 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, GA, LA, MS, NC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Birmingham, AL

### Websites listed on Form ADV (Item 1.I)
- acfinancialpartners.com
- waltonfin.com
- Facebook @WaltonFinancial
- LinkedIn @scottawaltonfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 4 | May 31, 2024 |
| October 2025 | $160,825,174 | 4 | February 21, 2025 |
| October 2026 | $182,903,769 | 7 | June 18, 2026 |

Regulatory assets under management: $160,825,174 in the October 2025 data and $182,903,769 in the October 2026 data, up 14%.
Total employees: 4 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added the business name AC Financial Partners.
- Employees performing advisory functions went from 2 to 3.
- Added an office in Birmingham, AL.
- Registered or notice-filed in MS.

### March 2026
- Regulatory assets under management went from $160,825,174 to $182,903,769 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walton Financial (CRD 331634): Form ADV filing data as of October 2026.