# Walter & Shuffain Financial Services, LLC

> Walter & Shuffain Financial Services, LLC is a state-registered investment advisory firm in Boston, MA, registered since 2008, with no regulatory assets under management reported in its Form ADV filing dated March 9, 2026.

- CRD: 147347
- Filed as: WALTER & SHUFFAIN FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/147347
- AdvisorCensus page: https://advisorcensus.com/firm/walter-and-shuffain-financial-services-llc-boston-ma-147347

## Quick answers

**How is Walter & Shuffain Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Walter & Shuffain Financial Services, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Walter & Shuffain Financial Services, LLC located?**
Walter & Shuffain Financial Services, LLC's principal office is in Boston, MA, according to its Form ADV.

**Is Walter & Shuffain Financial Services, LLC registered with the SEC or a state?**
Walter & Shuffain Financial Services, LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 147347.

**Does Walter & Shuffain Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147347

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walter & Shuffain Financial Services, LLC (CRD 147347): Form ADV filing data as of October 2026.