# Walsky Investment Management Inc

> Walsky Investment Management Inc is an SEC-registered investment advisory firm in Wyomissing, PA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 106991
- Filed as: WALSKY INVESTMENT MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wyomissing, PA
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106991
- AdvisorCensus page: https://advisorcensus.com/firm/walsky-investment-management-inc-wyomissing-pa-106991

## Quick answers

**How is Walsky Investment Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Walsky Investment Management Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does Walsky Investment Management Inc charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Up to $250,000: 1.4% a year; $250,000 to $500,000: 1% a year; Above $500,000: 0.8% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Walsky Investment Management Inc located?**
Walsky Investment Management Inc's principal office is in Wyomissing, PA, according to its Form ADV.

**Is Walsky Investment Management Inc registered with the SEC or a state?**
Walsky Investment Management Inc is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 106991.

**How much does Walsky Investment Management Inc manage?**
Walsky Investment Management Inc reports $130,176,804 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Walsky Investment Management Inc's assets and staff changed since 2022?**
In the Form ADV data for Walsky Investment Management Inc: Regulatory assets under management: $119,977,638 in the October 2022 data and $130,176,804 in the October 2026 data, up 9%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Walsky Investment Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (61); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Walsky Investment Management Inc use?**
Walsky Investment Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Walsky Investment Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106991

**Does Walsky Investment Management Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "A minimum of $250,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Up to $250,000: 1.4% a year
- $250,000 to $500,000: 1% a year
- Above $500,000: 0.8% a year

> The annualized fee for Investment Supervisory Services is charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee First $250,000 1.4% Next $250,000 1.0% Balance over $500,000 .8%

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> A minimum of $250,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $130,176,804
- Discretionary: $130,176,804
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $22,196,166 |
| High net worth individuals | 40 | $99,042,290 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $6,123,214 |
| Charitable organizations | 2 | $1,744,564 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $1,070,570 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [walsky.com](https://walsky.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $119,977,638 | 2 | April 4, 2022 |
| October 2023 | $110,826,179 | 2 | March 28, 2023 |
| October 2024 | $116,997,451 | 2 | March 15, 2024 |
| October 2025 | $122,268,369 | 2 | March 26, 2025 |
| October 2026 | $130,176,804 | 2 | March 12, 2026 |

Regulatory assets under management: $119,977,638 in the October 2022 data and $130,176,804 in the October 2026 data, up 9%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walsky Investment Management Inc (CRD 106991): Form ADV filing data as of October 2026.