# Walser Wealth Management Company, a Limited Liability Company

> Walser Wealth Management Company, a Limited Liability Company is an SEC-registered investment advisory firm in Tampa, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 206518
- Filed as: WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/206518
- AdvisorCensus page: https://advisorcensus.com/firm/walser-wealth-management-company-a-limited-liability-company-tampa-fl-206518

## Quick answers

**How is Walser Wealth Management Company, a Limited Liability Company compensated?**
On its Form ADV (Item 5.E, October 2026), Walser Wealth Management Company, a Limited Liability Company reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Walser Wealth Management Company, a Limited Liability Company charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $250 an hour (financial planning or consulting services); Flat fee: $1,500 to $5,000 (certain planning or consulting projects). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Walser Wealth Management Company, a Limited Liability Company located?**
Walser Wealth Management Company, a Limited Liability Company's principal office is in Tampa, FL, according to its Form ADV.

**Is Walser Wealth Management Company, a Limited Liability Company registered with the SEC or a state?**
Walser Wealth Management Company, a Limited Liability Company is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 206518.

**How much does Walser Wealth Management Company, a Limited Liability Company manage?**
Walser Wealth Management Company, a Limited Liability Company reports $339,238,101 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary).

**How have Walser Wealth Management Company, a Limited Liability Company's assets and staff changed since 2023?**
In the Form ADV data for Walser Wealth Management Company, a Limited Liability Company: Regulatory assets under management: $104,227,553 in the October 2023 data and $339,238,101 in the October 2026 data, up 225%. Total employees: 9 in October 2023 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Walser Wealth Management Company, a Limited Liability Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (590); high net worth individuals (87).

**Which custodians does Walser Wealth Management Company, a Limited Liability Company use?**
Walser Wealth Management Company, a Limited Liability Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Walser Wealth Management Company, a Limited Liability Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/206518

**Does Walser Wealth Management Company, a Limited Liability Company state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Walser Wealth imposes a minimum account size of approximately $250,000 for establishing a relationship. This minimum may be waived at the sole discretion of Walser Wealth."

**What changed in Walser Wealth Management Company, a Limited Liability Company's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 13 to 14.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Walser Wealth imposes a minimum account size of approximately $250,000 for establishing a relationship. This minimum may be waived at the sole discretion of Walser Wealth.

- Hourly rate: $250 an hour (financial planning or consulting services)

> Walser Wealth offers financial planning or consulting services on a fixed fee and hourly fee basis. The hourly rate is $250 per hour, which may be negotiable depending on the nature and complexity of each Client’s circumstances.

- Flat fee: $1,500 to $5,000 (certain planning or consulting projects)

> A fixed fee may also be offered for certain planning or consulting projects. The fixed fee ranges between $1,500 and $5,000 and varies based on the size and complexity of the Client’s assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $339,238,101
- Discretionary: $339,238,101
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 590 | $183,311,740 |
| High net worth individuals | 87 | $155,926,361 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 26 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [walserwealth.com](https://walserwealth.com)
- Facebook @WALSERWEALTHMGMT
- LinkedIn @walser-wealth-management
- X @REBECCAWALSER
- YouTube @walserwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $104,227,553 | 9 | July 17, 2023 |
| October 2024 | $164,072,665 | 12 | August 8, 2024 |
| October 2025 | $220,278,095 | 13 | June 17, 2025 |
| October 2026 | $339,238,101 | 26 | September 17, 2026 |

Regulatory assets under management: $104,227,553 in the October 2023 data and $339,238,101 in the October 2026 data, up 225%.
Total employees: 9 in October 2023 and 26 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 13 to 14.

### April 2026
- Employees performing advisory functions went from 11 to 13.
- Regulatory assets under management went from $220,278,095 to $344,142,233 (+56%).
- Registered or notice-filed in AZ, CA, CO, CT, IA, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, TN, VA, WA, WI.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 13 to 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walser Wealth Management Company, a Limited Liability Company (CRD 206518): Form ADV filing data as of October 2026.