{
  "crd_number": 206518,
  "slug": "walser-wealth-management-company-a-limited-liability-company-tampa-fl-206518",
  "primary_business_name": "WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY",
  "legal_name": "WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY",
  "dbas": [],
  "city": "Tampa",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "45300",
  "metro": {
    "cbsa_code": "45300",
    "common_name": "Tampa",
    "msa_name": "Tampa-St. Petersburg-Clearwater, FL",
    "path": "/advisors/fl/tampa"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-01-20",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-17",
  "carried_forward": false,
  "raum_total": 339238101.0,
  "raum_discretionary": 339238101.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 26,
  "advisory_employees": 14,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 183311740.0,
      "count": 590
    },
    "high_net_worth_individuals": {
      "raum": 155926361.0,
      "count": 87
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IA",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/WALSERWEALTHMGMT",
    "https://linkedin.com/company/walser-wealth-management",
    "https://twitter.com/REBECCAWALSER",
    "https://walserwealth.com",
    "https://youtube.com/@walserwealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/206518",
  "city_as_filed": "TAMPA",
  "url": "https://advisorcensus.com/firm/walser-wealth-management-company-a-limited-liability-company-tampa-fl-206518",
  "display_name": "Walser Wealth Management Company, a Limited Liability Company",
  "summary": "Walser Wealth Management Company, a Limited Liability Company is an SEC-registered investment advisory firm in Tampa, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.",
  "citation": "AdvisorCensus. Walser Wealth Management Company, a Limited Liability Company (CRD 206518): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Walser Wealth Management Company, a Limited Liability Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Walser Wealth Management Company, a Limited Liability Company reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Walser Wealth Management Company, a Limited Liability Company located?",
      "a": "Walser Wealth Management Company, a Limited Liability Company's principal office is in Tampa, FL, according to its Form ADV."
    },
    {
      "q": "Is Walser Wealth Management Company, a Limited Liability Company registered with the SEC or a state?",
      "a": "Walser Wealth Management Company, a Limited Liability Company is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 206518."
    },
    {
      "q": "How much does Walser Wealth Management Company, a Limited Liability Company manage?",
      "a": "Walser Wealth Management Company, a Limited Liability Company reports $339,238,101 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Walser Wealth Management Company, a Limited Liability Company's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Walser Wealth Management Company, a Limited Liability Company: Regulatory assets under management: $104,227,553 in the October 2023 data and $339,238,101 in the October 2026 data, up 225%. Total employees: 9 in October 2023 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Walser Wealth Management Company, a Limited Liability Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (590); high net worth individuals (87)."
    },
    {
      "q": "Which custodians does Walser Wealth Management Company, a Limited Liability Company use?",
      "a": "Walser Wealth Management Company, a Limited Liability Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Walser Wealth Management Company, a Limited Liability Company report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/206518"
    },
    {
      "q": "Does Walser Wealth Management Company, a Limited Liability Company state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Walser Wealth imposes a minimum account size of approximately $250,000 for establishing a relationship. This minimum may be waived at the sole discretion of Walser Wealth.\""
    },
    {
      "q": "What changed in Walser Wealth Management Company, a Limited Liability Company's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 13 to 14."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 104227553.0,
      "total_employees": 9,
      "filing_date": "2023-07-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 164072665.0,
      "total_employees": 12,
      "filing_date": "2024-08-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 220278095.0,
      "total_employees": 13,
      "filing_date": "2025-06-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 339238101.0,
      "total_employees": 26,
      "filing_date": "2026-09-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 13 to 14."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 11 to 13.",
        "Regulatory assets under management went from $220,278,095 to $344,142,233 (+56%).",
        "Registered or notice-filed in AZ, CA, CO, CT, IA, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, TN, VA, WA, WI.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 13 to 11."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Walser Wealth imposes a minimum account size of approximately $250,000 for establishing a relationship. This minimum may be waived at the sole discretion of Walser Wealth."
        ]
      }
    ],
    "quotes": [
      "Walser Wealth imposes a minimum account size of approximately $250,000 for establishing a relationship. This minimum may be waived at the sole discretion of Walser Wealth."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/walser-wealth-management-company-a-limited-liability-company-tampa-fl-206518.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 590,
      "fewer_than_5": false,
      "raum": 183311740.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 87,
      "fewer_than_5": false,
      "raum": 155926361.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/206518",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}