# Walnut Investment Services LLC

> Walnut Investment Services LLC is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 113666
- Filed as: WALNUT INVESTMENT SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113666
- AdvisorCensus page: https://advisorcensus.com/firm/walnut-investment-services-llc-brooklyn-ny-113666

## Quick answers

**How is Walnut Investment Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Walnut Investment Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Walnut Investment Services LLC charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Hourly rate: $150 an hour (such consultations). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Walnut Investment Services LLC located?**
Walnut Investment Services LLC's principal office is in Brooklyn, NY, according to its Form ADV.

**Is Walnut Investment Services LLC registered with the SEC or a state?**
Walnut Investment Services LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 113666.

**How much does Walnut Investment Services LLC manage?**
Walnut Investment Services LLC reports $94,000,000 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary).

**How have Walnut Investment Services LLC's assets and staff changed since 2024?**
In the Form ADV data for Walnut Investment Services LLC: Regulatory assets under management: $77,000,000 in the October 2024 data and $94,000,000 in the October 2026 data, up 22%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Walnut Investment Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (175); high net worth individuals (18); corporations or other businesses not listed above (5).

**Which custodians does Walnut Investment Services LLC use?**
Walnut Investment Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Walnut Investment Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113666

**Does Walnut Investment Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 19, 2026 says: "We do not have a minimum size for client accounts." "There are currently no minimums required to open and maintain an account with us."

**What changed in Walnut Investment Services LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $84,000,000 to $94,000,000 (+12%). Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Account minimum: None

> We do not have a minimum size for client accounts.

> There are currently no minimums required to open and maintain an account with us.

- Hourly rate: $150 an hour (such consultations)

> Walnut Investment Services charges up to $150 per hour for such consultations, depending on the complexity of client’s situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,000,000
- Discretionary: $94,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 175 | $41,800,000 |
| High net worth individuals | 18 | $48,500,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,650,000 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 5 | $1,050,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- walnutfund.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $77,000,000 | 2 | April 4, 2024 |
| October 2025 | $84,000,000 | 2 | March 12, 2025 |
| October 2026 | $94,000,000 | 2 | April 6, 2026 |

Regulatory assets under management: $77,000,000 in the October 2024 data and $94,000,000 in the October 2026 data, up 22%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $84,000,000 to $94,000,000 (+12%).
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walnut Investment Services LLC (CRD 113666): Form ADV filing data as of October 2026.