# Wallick Investments, LLC

> Wallick Investments, LLC is an SEC-registered investment advisory firm in Columbia, SC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 162976
- Filed as: WALLICK INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbia, SC
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162976
- AdvisorCensus page: https://advisorcensus.com/firm/wallick-investments-llc-columbia-sc-162976

## Quick answers

**How is Wallick Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wallick Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Wallick Investments, LLC located?**
Wallick Investments, LLC's principal office is in Columbia, SC, according to its Form ADV.

**Is Wallick Investments, LLC registered with the SEC or a state?**
Wallick Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 162976.

**How much does Wallick Investments, LLC manage?**
Wallick Investments, LLC reports $168,303,749 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary).

**How have Wallick Investments, LLC's assets and staff changed since 2025?**
In the Form ADV data for Wallick Investments, LLC: Regulatory assets under management: $112,397,270 in the October 2025 data and $168,303,749 in the October 2026 data, up 50%. Total employees: 3 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wallick Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (244); high net worth individuals (53); charitable organizations (6).

**Which custodians does Wallick Investments, LLC use?**
Wallick Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs Custody Solutions as custodians holding 10% or more of its separately managed account assets.

**Does Wallick Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162976

**Does Wallick Investments, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 24, 2026 says: "The minimum account size for continuous investment advisory services is $200,000."

**What changed in Wallick Investments, LLC's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $126,512,094 to $168,303,749 (+33%). Registered or notice-filed in IN, NY, PA, WA, WI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 24, 2026)

- Account minimum: $200,000

> The minimum account size for continuous investment advisory services is $200,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Goldman Sachs Custody Solutions

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $168,303,749
- Discretionary: $168,303,749
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 244 | $63,430,348 |
| High net worth individuals | 53 | $100,539,641 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 6 | $4,273,523 |
| State or municipal government entities (including government pension plans) | 1 | $60,237 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, IN, NC, NY, PA, SC, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wallickinvestments.com
- wifidelisindex.com
- Facebook @strategicmoralinvesting
- LinkedIn @wallickinvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $112,397,270 | 3 | July 9, 2025 |
| October 2026 | $168,303,749 | 5 | August 24, 2026 |

Regulatory assets under management: $112,397,270 in the October 2025 data and $168,303,749 in the October 2026 data, up 50%.
Total employees: 3 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $126,512,094 to $168,303,749 (+33%).
- Registered or notice-filed in IN, NY, PA, WA, WI.

### March 2026
- Employees performing advisory functions went from 1 to 3.
- Regulatory assets under management went from $112,397,270 to $126,512,094 (+13%).

### January 2026
- Employees performing advisory functions went from 2 to 1.
- Registered or notice-filed in GA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wallick Investments, LLC (CRD 162976): Form ADV filing data as of October 2026.