# Wallender, Timothy Joseph

> Wallender, Timothy Joseph is an SEC-registered investment advisory firm in Manhattan Beach, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 138301
- Filed as: WALLENDER, TIMOTHY JOSEPH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Manhattan Beach, CA
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138301
- AdvisorCensus page: https://advisorcensus.com/firm/wallender-timothy-joseph-manhattan-beach-ca-138301

## Quick answers

**How is Wallender, Timothy Joseph compensated?**
On its Form ADV (Item 5.E, October 2026), Wallender, Timothy Joseph reports these compensation arrangements: a percentage of assets under its management.

**Where is Wallender, Timothy Joseph located?**
Wallender, Timothy Joseph's principal office is in Manhattan Beach, CA, according to its Form ADV.

**Is Wallender, Timothy Joseph registered with the SEC or a state?**
Wallender, Timothy Joseph is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 138301.

**How much does Wallender, Timothy Joseph manage?**
Wallender, Timothy Joseph reports $137,315,774 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (100% discretionary).

**How have Wallender, Timothy Joseph's assets and staff changed since 2025?**
In the Form ADV data for Wallender, Timothy Joseph: Regulatory assets under management: $114,880,000 in the October 2025 data and $137,315,774 in the October 2026 data, up 20%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wallender, Timothy Joseph serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (257); high net worth individuals (32).

**Which custodians does Wallender, Timothy Joseph use?**
Wallender, Timothy Joseph's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wallender, Timothy Joseph report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138301

**What changed in Wallender, Timothy Joseph's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 3, 2026)

- Minimum annual fee: None

> No minimum fee is assessed.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $137,315,774
- Discretionary: $137,315,774
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 257 | $58,300,874 |
| High net worth individuals | 32 | $79,014,900 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- strategicindex.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $114,880,000 | 1 | May 28, 2025 |
| October 2026 | $137,315,774 | 1 | April 3, 2026 |

Regulatory assets under management: $114,880,000 in the October 2025 data and $137,315,774 in the October 2026 data, up 20%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in TX.

### April 2026
- Employees performing advisory functions went from 0 to 1.
- Regulatory assets under management went from $114,880,000 to $137,315,774 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wallender, Timothy Joseph (CRD 138301): Form ADV filing data as of October 2026.