# Wallace Advisory Group, LLC

> Wallace Advisory Group, LLC is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 281049
- Filed as: WALLACE ADVISORY GROUP, LLC
- Also doing business as: WALLACE FINANCIAL INSURANCE SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lafayette, CA
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281049
- AdvisorCensus page: https://advisorcensus.com/firm/wallace-advisory-group-llc-lafayette-ca-281049

## Quick answers

**How is Wallace Advisory Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wallace Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Wallace Advisory Group, LLC charge?**
Its Form ADV Part 2A brochure dated January 27, 2026 states: Flat fee: $5,000 to $50,000 (financial planning services); Subscription: $5,000 a year (ongoing planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wallace Advisory Group, LLC located?**
Wallace Advisory Group, LLC's principal office is in Lafayette, CA, according to its Form ADV.

**Is Wallace Advisory Group, LLC registered with the SEC or a state?**
Wallace Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 281049.

**How much does Wallace Advisory Group, LLC manage?**
Wallace Advisory Group, LLC reports $269,452,314 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**How have Wallace Advisory Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Wallace Advisory Group, LLC: Regulatory assets under management: $180,951,900 in the October 2021 data and $269,452,314 in the October 2026 data, up 49%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wallace Advisory Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (52); high net worth individuals (35).

**Which custodians does Wallace Advisory Group, LLC use?**
Wallace Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wallace Advisory Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281049

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Flat fee: $5,000 to $50,000 (financial planning services)

> Our firm charges on a flat fee basis for financial planning services. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Flat fees range from $5,000 to $50,000.

- Subscription: $5,000 a year (ongoing planning and consulting services)

> The firm charges a $5,000 per year fee for ongoing planning and consulting services. Engagements of significant ongoing complexity will have higher yearly retainer fees

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $269,452,314
- Discretionary: $269,452,314
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 52 | $109,206,946 |
| High net worth individuals | 35 | $160,245,368 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, HI, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wallaceadvisory.com
- LinkedIn @wallace-advisory-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $180,951,900 | 5 | March 24, 2021 |
| October 2022 | $235,000,000 | 4 | February 28, 2022 |
| October 2023 | $220,543,550 | 4 | January 12, 2023 |
| October 2024 | $225,000,000 | 2 | January 24, 2024 |
| October 2025 | $250,000,000 | 2 | March 10, 2025 |
| October 2026 | $269,452,314 | 4 | January 27, 2026 |

Regulatory assets under management: $180,951,900 in the October 2021 data and $269,452,314 in the October 2026 data, up 49%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wallace Advisory Group, LLC (CRD 281049): Form ADV filing data as of October 2026.