# Wallace

> Wallace is an SEC-registered investment advisory firm, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated May 27, 2026.

- CRD: 340165
- Filed as: WALLACE
- Legal name: Wallace Finance Co.
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Filing period: October 2026
- Form ADV filing dated: May 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340165
- AdvisorCensus page: https://advisorcensus.com/firm/wallace-340165

## Quick answers

**How is Wallace compensated?**
On its Form ADV (Item 5.E, October 2026), Wallace reports these compensation arrangements: a percentage of assets under its management.

**How much does Wallace charge?**
Its Form ADV Part 2A brochure dated February 16, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Wallace registered with the SEC or a state?**
Wallace is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340165.

**Does Wallace report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340165

**Does Wallace state an account minimum?**
Its Form ADV Part 2A brochure dated February 16, 2026 says: "The Advisor will offer its services to individuals, and does not have any minimum requirements for opening or maintaining an account."

**What changed in Wallace's recent Form ADV filings?**
In the March 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 16, 2026)

- Asset-based fee: 0.25% of assets a year

> Wallace charges an annual fee of 0.25% for the use of the Platform. The fee is calculated daily based on the market value of the user account

- Account minimum: None

> The Advisor will offer its services to individuals, and does not have any minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wallacefinance.io
- Instagram @wallacefinanceco
- LinkedIn @wallace-finance
- X @Wallace_FinCo

## Changes in the filing (last 12 months)

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wallace (CRD 340165): Form ADV filing data as of October 2026.