# Wall Street Investment Management, LLC

> Wall Street Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 143975
- Filed as: WALL STREET INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143975
- AdvisorCensus page: https://advisorcensus.com/firm/wall-street-investment-management-llc-143975

## Quick answers

**How is Wall Street Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wall Street Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Is Wall Street Investment Management, LLC registered with the SEC or a state?**
Wall Street Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 143975.

**How much does Wall Street Investment Management, LLC manage?**
Wall Street Investment Management, LLC reports $174,660,179 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Wall Street Investment Management, LLC's assets and staff changed since 2023?**
In the Form ADV data for Wall Street Investment Management, LLC: Regulatory assets under management: $129,851,496 in the October 2023 data and $174,660,179 in the October 2026 data, up 35%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Which custodians does Wall Street Investment Management, LLC use?**
Wall Street Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Crews & Associates, Inc., Interactive Brokers LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Oppenheimer & Co. Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Wall Street Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143975

**Does Wall Street Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account." "However, at the Firm's discretion, it may waive this requirement if the Client appears to have significant potential for increasing assets under management or if the account is tied to a larger client relationship."

**What changed in Wall Street Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $155,225,704 to $174,660,179 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account.

> However, at the Firm's discretion, it may waive this requirement if the Client appears to have significant potential for increasing assets under management or if the account is tied to a larger client relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Crews & Associates, Inc.
- Interactive Brokers LLC
- J.P. Morgan Securities LLC
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Morgan Stanley
- Oppenheimer & Co. Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,660,179
- Discretionary: $174,660,179
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $18,749,127 |
| Corporations or other businesses not listed above | Fewer than 5 | $137,792,313 |
| Other | Fewer than 5 | $18,118,739 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2022 (3 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wallstim.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $129,851,496 | 2 | June 6, 2023 |
| October 2024 | $145,208,841 | 2 | March 27, 2024 |
| October 2025 | $155,225,704 | 2 | March 6, 2025 |
| October 2026 | $174,660,179 | 2 | March 30, 2026 |

Regulatory assets under management: $129,851,496 in the October 2023 data and $174,660,179 in the October 2026 data, up 35%.
Total employees: 2 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $155,225,704 to $174,660,179 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wall Street Investment Management, LLC (CRD 143975): Form ADV filing data as of October 2026.