{
  "crd_number": 143975,
  "slug": "wall-street-investment-management-llc-143975",
  "primary_business_name": "WALL STREET INVESTMENT MANAGEMENT, LLC",
  "legal_name": "WALL STREET INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-12-16",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 174660179.0,
  "raum_discretionary": 174660179.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 18118739.0,
      "count": null,
      "description": "PRIVATE FAMILY OFFICE POOL(COMPANY DOESN'T SOLICIT)",
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 18749127.0,
      "count": null,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 137792313.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "VA"
  ],
  "websites": [
    "https://wallstim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143975",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/wall-street-investment-management-llc-143975",
  "display_name": "Wall Street Investment Management, LLC",
  "summary": "Wall Street Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Wall Street Investment Management, LLC (CRD 143975): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Wall Street Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wall Street Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Is Wall Street Investment Management, LLC registered with the SEC or a state?",
      "a": "Wall Street Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 143975."
    },
    {
      "q": "How much does Wall Street Investment Management, LLC manage?",
      "a": "Wall Street Investment Management, LLC reports $174,660,179 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Wall Street Investment Management, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Wall Street Investment Management, LLC: Regulatory assets under management: $129,851,496 in the October 2023 data and $174,660,179 in the October 2026 data, up 35%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Which custodians does Wall Street Investment Management, LLC use?",
      "a": "Wall Street Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Crews & Associates, Inc., Interactive Brokers LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Oppenheimer & Co. Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wall Street Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143975"
    },
    {
      "q": "Does Wall Street Investment Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account.\" \"However, at the Firm's discretion, it may waive this requirement if the Client appears to have significant potential for increasing assets under management or if the account is tied to a larger client relationship.\""
    },
    {
      "q": "What changed in Wall Street Investment Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $155,225,704 to $174,660,179 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 129851496.0,
      "total_employees": 2,
      "filing_date": "2023-06-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 145208841.0,
      "total_employees": 2,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 155225704.0,
      "total_employees": 2,
      "filing_date": "2025-03-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 174660179.0,
      "total_employees": 2,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $155,225,704 to $174,660,179 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account.",
          "However, at the Firm's discretion, it may waive this requirement if the Client appears to  have significant potential for increasing assets under management or if the account is tied to a larger client relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account.",
      "However, at the Firm's discretion, it may waive this requirement if the Client appears to  have significant potential for increasing assets under management or if the account is tied to a larger client relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Crews & Associates, Inc.",
      "name_as_filed": "CREWS & ASSOCIATES, INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan Securities LLC",
      "name_as_filed": "J.P. MORGAN SECURITIES LLC",
      "affiliated": false
    },
    {
      "name": "Merrill Lynch, Pierce, Fenner & Smith Incorporated",
      "name_as_filed": "MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    },
    {
      "name": "Oppenheimer & Co. Inc.",
      "name_as_filed": "OPPENHEIMER & CO. INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wall-street-investment-management-llc-143975.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 18749127.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 137792313.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 18118739.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143975",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}