{
  "crd_number": 106268,
  "slug": "walker-financial-advisors-inc-mission-viejo-ca-106268",
  "primary_business_name": "WALKER FINANCIAL ADVISORS INC",
  "legal_name": "WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS",
  "dbas": [
    "WALKER FINANCIAL ADVISORS, INC."
  ],
  "city": "Mission Viejo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-07-24",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 233284348.0,
  "raum_discretionary": 201050995.0,
  "raum_non_discretionary": 32233353.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 46804056.0,
      "count": 121
    },
    "state_municipal": {
      "raum": 32233353.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 154246939.0,
      "count": 57
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://ca457.com",
    "https://walkerfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106268",
  "city_as_filed": "MISSION VIEJO",
  "url": "https://advisorcensus.com/firm/walker-financial-advisors-inc-mission-viejo-ca-106268",
  "display_name": "Walker Financial Advisors Inc",
  "summary": "Walker Financial Advisors Inc is an SEC-registered investment advisory firm in Mission Viejo, CA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Walker Financial Advisors Inc (CRD 106268): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Walker Financial Advisors Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Walker Financial Advisors Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Walker Financial Advisors Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $250 an hour (consulting fees for Nick Walker); Hourly rate: $350 an hour (consulting fees for Warren Isenberg); Hourly rate: $450 an hour (consulting fees for Scott Walker). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Walker Financial Advisors Inc located?",
      "a": "Walker Financial Advisors Inc's principal office is in Mission Viejo, CA, according to its Form ADV."
    },
    {
      "q": "Is Walker Financial Advisors Inc registered with the SEC or a state?",
      "a": "Walker Financial Advisors Inc is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 106268."
    },
    {
      "q": "How much does Walker Financial Advisors Inc manage?",
      "a": "Walker Financial Advisors Inc reports $233,284,348 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (86% discretionary)."
    },
    {
      "q": "How have Walker Financial Advisors Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Walker Financial Advisors Inc: Regulatory assets under management: $167,701,228 in the October 2021 data and $233,284,348 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Walker Financial Advisors Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (57)."
    },
    {
      "q": "Which custodians does Walker Financial Advisors Inc use?",
      "a": "Walker Financial Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Walker Financial Advisors Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106268"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 167701228.0,
      "total_employees": 3,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 196973041.0,
      "total_employees": 4,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 171639284.0,
      "total_employees": 4,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 190258725.0,
      "total_employees": 4,
      "filing_date": "2024-03-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 216044685.0,
      "total_employees": 4,
      "filing_date": "2025-06-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 233284348.0,
      "total_employees": 4,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (consulting fees for Nick Walker)",
      "Hourly rate: $350 an hour (consulting fees for Warren Isenberg)",
      "Hourly rate: $450 an hour (consulting fees for Scott Walker)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (consulting fees for Nick Walker)"
        ],
        "quotes": [
          "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $350 an hour (consulting fees for Warren Isenberg)"
        ],
        "quotes": [
          "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $450 an hour (consulting fees for Scott Walker)"
        ],
        "quotes": [
          "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting fees for Nick Walker"
        },
        {
          "kind": "hourly",
          "amount": 350.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting fees for Warren Isenberg"
        },
        {
          "kind": "hourly",
          "amount": 450.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting fees for Scott Walker"
        }
      ]
    },
    "quotes": [
      "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker.",
      "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker.",
      "Hourly consulting fees are $250 per hour for Nick Walker, $350 per hour for Warren Isenberg, and $450 per hour for Scott Walker."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/walker-financial-advisors-inc-mission-viejo-ca-106268.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 121,
      "fewer_than_5": false,
      "raum": 46804056.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 57,
      "fewer_than_5": false,
      "raum": 154246939.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 32233353.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106268",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}