# Walker Asset Management, LLC

> Walker Asset Management, LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 284951
- Filed as: WALKER ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, MO
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284951
- AdvisorCensus page: https://advisorcensus.com/firm/walker-asset-management-llc-springfield-mo-284951

## Quick answers

**How is Walker Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Walker Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Walker Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Walker Asset Management, LLC located?**
Walker Asset Management, LLC's principal office is in Springfield, MO, according to its Form ADV.

**Is Walker Asset Management, LLC registered with the SEC or a state?**
Walker Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284951.

**How much does Walker Asset Management, LLC manage?**
Walker Asset Management, LLC reports $315,347,630 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Walker Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Walker Asset Management, LLC: Regulatory assets under management: $177,338,764 in the October 2021 data and $315,347,630 in the October 2026 data, up 78%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Walker Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (131); high net worth individuals (64).

**Which custodians does Walker Asset Management, LLC use?**
Walker Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Walker Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284951

**Does Walker Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Although WAM generally requires a $1,000,000 minimum dollar value in assets for establishing or maintaining a client’s account, the firm reserves the right to waive this requirement."

**What changed in Walker Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 7 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.E(1), 11.E(2), 11.E(4)). Regulatory assets under management went from $284,202,610 to $315,347,630 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)

> Fees are negotiated in advance, and generally range from .50% to 1.50% depending on the level of complexity of the engagement. Fee rates are based on actual services provided rather than being based on the level of assets managed

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Although WAM generally requires a $1,000,000 minimum dollar value in assets for establishing or maintaining a client’s account, the firm reserves the right to waive this requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $315,347,630
- Discretionary: $315,347,630
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 131 | $42,053,753 |
| High net worth individuals | 64 | $269,505,186 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,509,732 |
| Charitable organizations | Fewer than 5 | $111,031 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $167,928 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, FL, KS, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- walkerassetmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $177,338,764 | 3 | March 18, 2021 |
| October 2022 | $200,836,342 | 3 | February 18, 2022 |
| October 2023 | $197,312,900 | 3 | March 3, 2023 |
| October 2024 | $243,372,877 | 3 | February 22, 2024 |
| October 2025 | $284,202,610 | 4 | March 20, 2025 |
| October 2026 | $315,347,630 | 4 | March 31, 2026 |

Regulatory assets under management: $177,338,764 in the October 2021 data and $315,347,630 in the October 2026 data, up 78%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 7 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.E(1), 11.E(2), 11.E(4)).
- Regulatory assets under management went from $284,202,610 to $315,347,630 (+11%).

### January 2026
- No longer registered or notice-filed in WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Walker Asset Management, LLC (CRD 284951): Form ADV filing data as of October 2026.