# Waldo.ai, Inc.

> Waldo.ai, Inc. is an SEC-registered investment advisory firm in New Haven, CT, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 336723
- Filed as: WALDO.AI, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Haven, CT
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336723
- AdvisorCensus page: https://advisorcensus.com/firm/waldo-ai-inc-new-haven-ct-336723

## Quick answers

**How is Waldo.ai, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Waldo.ai, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Waldo.ai, Inc. located?**
Waldo.ai, Inc.'s principal office is in New Haven, CT, according to its Form ADV.

**Is Waldo.ai, Inc. registered with the SEC or a state?**
Waldo.ai, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336723.

**How much does Waldo.ai, Inc. manage?**
Waldo.ai, Inc. reports $0 in regulatory assets under management in its Form ADV filing dated September 15, 2026.

**How have Waldo.ai, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Waldo.ai, Inc.: Regulatory assets under management: $0 in the October 2025 data and $0 in the October 2026 data. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Waldo.ai, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336723

**What changed in Waldo.ai, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in CA, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- waldo.finance

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | July 11, 2025 |
| October 2026 | $0 | 2 | September 15, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $0 in the October 2026 data.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in CA, FL.

### December 2025
- Registered or notice-filed in NH, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Waldo.ai, Inc. (CRD 336723): Form ADV filing data as of October 2026.