{
  "crd_number": 144640,
  "slug": "wakeful-miami-fl-144640",
  "primary_business_name": "WAKEFUL",
  "legal_name": "OAKS VALLEY FINANCIAL SERVICES, LLC",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-08-16",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-04-23",
  "carried_forward": false,
  "raum_total": 54700000.0,
  "raum_discretionary": 42100000.0,
  "raum_non_discretionary": 12600000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 16410000.0,
      "count": 210
    },
    "high_net_worth_individuals": {
      "raum": 22974000.0,
      "count": 40
    },
    "corporations_other_businesses": {
      "raum": 15316000.0,
      "count": 70
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NM",
    "WY"
  ],
  "websites": [
    "https://wakeful.io"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144640",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/wakeful-miami-fl-144640",
  "display_name": "Wakeful",
  "summary": "Wakeful is a state-registered investment advisory firm in Miami, FL, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.",
  "citation": "AdvisorCensus. Wakeful (CRD 144640): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Wakeful compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wakeful reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Wakeful located?",
      "a": "Wakeful's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is Wakeful registered with the SEC or a state?",
      "a": "Wakeful is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144640."
    },
    {
      "q": "How much does Wakeful manage?",
      "a": "Wakeful reports $54,700,000 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (77% discretionary)."
    },
    {
      "q": "What types of clients does Wakeful serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (210); corporations or other businesses not listed above (70); high net worth individuals (40)."
    },
    {
      "q": "Does Wakeful report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144640"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/wakeful-miami-fl-144640.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 210,
      "fewer_than_5": false,
      "raum": 16410000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 40,
      "fewer_than_5": false,
      "raum": 22974000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 70,
      "fewer_than_5": false,
      "raum": 15316000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144640",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}