# Wagner Planning

> Wagner Planning is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 318448
- Filed as: WAGNER PLANNING
- Legal name: Wagner Financial, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318448
- AdvisorCensus page: https://advisorcensus.com/firm/wagner-planning-lake-oswego-or-318448

## Quick answers

**How is Wagner Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Wagner Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Wagner Planning charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.5% to 1.6% a year (a range, as the brochure states it); Hourly rate: $375 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wagner Planning located?**
Wagner Planning's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is Wagner Planning registered with the SEC or a state?**
Wagner Planning is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318448.

**How much does Wagner Planning manage?**
Wagner Planning reports $144,746,111 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Wagner Planning's assets and staff changed since 2022?**
In the Form ADV data for Wagner Planning: Regulatory assets under management: $108,556,182 in the October 2022 data and $144,746,111 in the October 2026 data, up 33%. Total employees: 5 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wagner Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (134); high net worth individuals (69).

**Which custodians does Wagner Planning use?**
Wagner Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Wagner Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318448

**What changed in Wagner Planning's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $127,933,708 to $144,746,111 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Asset-based fee: 0.5% to 1.6% a year (a range, as the brochure states it)

> These fees typically range from 0.50% - 1.60% of the market value of your account per year and will be applied either in accordance with a tiered fee schedule or at a flat annual rate across your entire account.

- Hourly rate: $375 an hour (financial planning and consulting services)

> When you engage us for financial planning and consulting services, we will charge you a fixed fee typically ranging from $2,000 - $4,000 or an hourly fee of up to $375 per hour

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,746,111
- Discretionary: $144,746,111
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 134 | $48,706,333 |
| High net worth individuals | 69 | $96,039,778 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [wagnerplanning.com](https://wagnerplanning.com)
- LinkedIn @wagner-planning

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $108,556,182 | 5 | August 25, 2022 |
| October 2023 | $95,179,303 | 5 | March 3, 2023 |
| October 2024 | $114,517,841 | 5 | March 26, 2024 |
| October 2025 | $127,933,708 | 4 | January 27, 2025 |
| October 2026 | $144,746,111 | 5 | March 10, 2026 |

Regulatory assets under management: $108,556,182 in the October 2022 data and $144,746,111 in the October 2026 data, up 33%.
Total employees: 5 in October 2022 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $127,933,708 to $144,746,111 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wagner Planning (CRD 318448): Form ADV filing data as of October 2026.