# Wager Wealth Management and Financial Planning LLC

> Wager Wealth Management and Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 285107
- Filed as: WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285107
- AdvisorCensus page: https://advisorcensus.com/firm/wager-wealth-management-and-financial-planning-llc-285107

## Quick answers

**How is Wager Wealth Management and Financial Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wager Wealth Management and Financial Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Wager Wealth Management and Financial Planning LLC charge?**
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $300,000: 0.9% a year; $300,000 to $600,000: 0.8% a year; $600,000 to $1,000,000: 0.7% a year; $1,000,001 to $2,000,000: 0.6% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Wager Wealth Management and Financial Planning LLC registered with the SEC or a state?**
Wager Wealth Management and Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285107.

**How much does Wager Wealth Management and Financial Planning LLC manage?**
Wager Wealth Management and Financial Planning LLC reports $152,764,456 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary).

**How have Wager Wealth Management and Financial Planning LLC's assets and staff changed since 2021?**
In the Form ADV data for Wager Wealth Management and Financial Planning LLC: Regulatory assets under management: $127,075,383 in the October 2021 data and $152,764,456 in the October 2026 data, up 20%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wager Wealth Management and Financial Planning LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (53).

**Which custodians does Wager Wealth Management and Financial Planning LLC use?**
Wager Wealth Management and Financial Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wager Wealth Management and Financial Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285107

**Does Wager Wealth Management and Financial Planning LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 24, 2026 says: "We provide investment advice to individuals, high-net-worth individuals, institutions, trusts and estates. We have no minimum initial account value."

**What changed in Wager Wealth Management and Financial Planning LLC's recent Form ADV filings?**
In the March 2026 filing data: Registered or notice-filed in NV.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 24, 2026)

- Up to $300,000: 0.9% a year
- $300,000 to $600,000: 0.8% a year
- $600,000 to $1,000,000: 0.7% a year
- $1,000,001 to $2,000,000: 0.6% a year
- Above $2,000,000: 0.5% a year

> Our annual advisory fee is a percentage of assets under management based on the fee schedule below: 0.90% on assets of less than $300,000; 0.80% on assets up to $600,000; 0.70% on assets up to $1,000,000; 0.60% on assets $1,000,001 to $2,000,000; and 0.50% on assets above $2,000,000.

- Account minimum: None

> We provide investment advice to individuals, high-net-worth individuals, institutions, trusts and estates. We have no minimum initial account value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $152,764,456
- Discretionary: $145,232,925
- Non-discretionary: $7,531,531

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $19,625,950 |
| High net worth individuals | 68 | $133,138,506 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, MD, MO, NJ, NV, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $127,075,383 | 3 | February 24, 2021 |
| October 2022 | $138,759,164 | 3 | March 3, 2022 |
| October 2023 | $120,529,185 | 3 | March 14, 2023 |
| October 2024 | $134,390,053 | 3 | March 25, 2024 |
| October 2025 | $143,889,457 | 3 | February 7, 2025 |
| October 2026 | $152,764,456 | 3 | February 24, 2026 |

Regulatory assets under management: $127,075,383 in the October 2021 data and $152,764,456 in the October 2026 data, up 20%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Registered or notice-filed in NV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wager Wealth Management and Financial Planning LLC (CRD 285107): Form ADV filing data as of October 2026.