{
  "crd_number": 285107,
  "slug": "wager-wealth-management-and-financial-planning-llc-285107",
  "primary_business_name": "WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC",
  "legal_name": "WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-09-29",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 152764456.0,
  "raum_discretionary": 145232925.0,
  "raum_non_discretionary": 7531531.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 19625950.0,
      "count": 53
    },
    "high_net_worth_individuals": {
      "raum": 133138506.0,
      "count": 68
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "MD",
    "MO",
    "NJ",
    "NV",
    "TX",
    "WA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285107",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/wager-wealth-management-and-financial-planning-llc-285107",
  "display_name": "Wager Wealth Management and Financial Planning LLC",
  "summary": "Wager Wealth Management and Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Wager Wealth Management and Financial Planning LLC (CRD 285107): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Wager Wealth Management and Financial Planning LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wager Wealth Management and Financial Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Wager Wealth Management and Financial Planning LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $300,000: 0.9% a year; $300,000 to $600,000: 0.8% a year; $600,000 to $1,000,000: 0.7% a year; $1,000,001 to $2,000,000: 0.6% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Wager Wealth Management and Financial Planning LLC registered with the SEC or a state?",
      "a": "Wager Wealth Management and Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285107."
    },
    {
      "q": "How much does Wager Wealth Management and Financial Planning LLC manage?",
      "a": "Wager Wealth Management and Financial Planning LLC reports $152,764,456 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary)."
    },
    {
      "q": "How have Wager Wealth Management and Financial Planning LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Wager Wealth Management and Financial Planning LLC: Regulatory assets under management: $127,075,383 in the October 2021 data and $152,764,456 in the October 2026 data, up 20%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wager Wealth Management and Financial Planning LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (53)."
    },
    {
      "q": "Which custodians does Wager Wealth Management and Financial Planning LLC use?",
      "a": "Wager Wealth Management and Financial Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wager Wealth Management and Financial Planning LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285107"
    },
    {
      "q": "Does Wager Wealth Management and Financial Planning LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 says: \"We provide investment advice to individuals, high-net-worth individuals, institutions, trusts and estates. We have no minimum initial account value.\""
    },
    {
      "q": "What changed in Wager Wealth Management and Financial Planning LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Registered or notice-filed in NV."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 127075383.0,
      "total_employees": 3,
      "filing_date": "2021-02-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 138759164.0,
      "total_employees": 3,
      "filing_date": "2022-03-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 120529185.0,
      "total_employees": 3,
      "filing_date": "2023-03-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 134390053.0,
      "total_employees": 3,
      "filing_date": "2024-03-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 143889457.0,
      "total_employees": 3,
      "filing_date": "2025-02-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 152764456.0,
      "total_employees": 3,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $300,000",
        "rate": "0.9%"
      },
      {
        "band": "$300,000 to $600,000",
        "rate": "0.8%"
      },
      {
        "band": "$600,000 to $1,000,000",
        "rate": "0.7%"
      },
      {
        "band": "$1,000,001 to $2,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $2,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $300,000: 0.9% a year",
          "$300,000 to $600,000: 0.8% a year",
          "$600,000 to $1,000,000: 0.7% a year",
          "$1,000,001 to $2,000,000: 0.6% a year",
          "Above $2,000,000: 0.5% a year"
        ],
        "quotes": [
          "Our annual advisory fee is a percentage of assets under management  based on the fee schedule below: \n 0.90% on assets of less than $300,000; \n 0.80% on assets up to $600,000; \n0.70% on assets up to $1,000,000; \n0.60% on assets $1,000,001 to $2,000,000; and  \n0.50% on assets above $2,000,000."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We provide investment advice to individuals, high-net-worth individuals, institutions,  \ntrusts and estates. We have no minimum initial account value."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 300000.0,
          "rate_pct": 0.9
        },
        {
          "min": 300000.0,
          "max": 600000.0,
          "rate_pct": 0.8
        },
        {
          "min": 600000.0,
          "max": 1000000.0,
          "rate_pct": 0.7
        },
        {
          "min": 1000001.0,
          "max": 2000000.0,
          "rate_pct": 0.6
        },
        {
          "min": 2000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our annual advisory fee is a percentage of assets under management  based on the fee schedule below: \n 0.90% on assets of less than $300,000; \n 0.80% on assets up to $600,000; \n0.70% on assets up to $1,000,000; \n0.60% on assets $1,000,001 to $2,000,000; and  \n0.50% on assets above $2,000,000.",
      "We provide investment advice to individuals, high-net-worth individuals, institutions,  \ntrusts and estates. We have no minimum initial account value."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wager-wealth-management-and-financial-planning-llc-285107.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 53,
      "fewer_than_5": false,
      "raum": 19625950.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 68,
      "fewer_than_5": false,
      "raum": 133138506.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285107",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}