# Wafd Wealth, Inc

> Wafd Wealth, Inc is an SEC-registered investment advisory firm in Seattle, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 337346
- Filed as: WAFD WEALTH, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337346
- AdvisorCensus page: https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346

## Quick answers

**How is Wafd Wealth, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Wafd Wealth, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Wafd Wealth, Inc located?**
Wafd Wealth, Inc's principal office is in Seattle, WA, according to its Form ADV.

**Is Wafd Wealth, Inc registered with the SEC or a state?**
Wafd Wealth, Inc is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337346.

**How much does Wafd Wealth, Inc manage?**
Wafd Wealth, Inc reports $348,143,236 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (82% discretionary).

**What types of clients does Wafd Wealth, Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (174); individuals (other than high net worth individuals) (100).

**Which custodians does Wafd Wealth, Inc use?**
Wafd Wealth, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Wafd Wealth, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337346

**What changed in Wafd Wealth, Inc's recent Form ADV filings?**
In the February 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,143,236
- Discretionary: $286,929,724
- Non-discretionary: $61,213,512

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 100 | $30,399,531 |
| High net worth individuals | 174 | $317,743,705 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 14 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, FL, HI, ID, MA, MD, ME, MO, MT, NE, NH, NV, NY, OH, OR, SC, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wafdwealth.com
- LinkedIn @wafd-wealth-management

## Changes in the filing (last 12 months)

### February 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wafd Wealth, Inc (CRD 337346): Form ADV filing data as of October 2026.