{ "crd_number": 337346, "slug": "wafd-wealth-inc-seattle-wa-337346", "primary_business_name": "WAFD WEALTH, INC", "legal_name": "WAFD WEALTH, INC", "dbas": [], "city": "Seattle", "state": "WA", "country": "United States", "cbsa_code": "42660", "metro": { "cbsa_code": "42660", "common_name": "Seattle", "msa_name": "Seattle-Tacoma-Bellevue, WA", "path": "/advisors/wa/seattle" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-08-01", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-01-29", "carried_forward": false, "raum_total": 348143236.0, "raum_discretionary": 286929724.0, "raum_non_discretionary": 61213512.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 14, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 30399531.0, "count": 100 }, "high_net_worth_individuals": { "raum": 317743705.0, "count": 174 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "FL", "HI", "ID", "MA", "MD", "ME", "MO", "MT", "NE", "NH", "NV", "NY", "OH", "OR", "SC", "TX", "UT", "VA", "WA" ], "websites": [ "https://linkedin.com/company/wafd-wealth-management", "https://wafdwealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337346", "city_as_filed": "SEATTLE", "url": "https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346", "display_name": "Wafd Wealth, Inc", "summary": "Wafd Wealth, Inc is an SEC-registered investment advisory firm in Seattle, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.", "citation": "AdvisorCensus. Wafd Wealth, Inc (CRD 337346): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Wafd Wealth, Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wafd Wealth, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Wafd Wealth, Inc located?", "a": "Wafd Wealth, Inc's principal office is in Seattle, WA, according to its Form ADV." }, { "q": "Is Wafd Wealth, Inc registered with the SEC or a state?", "a": "Wafd Wealth, Inc is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337346." }, { "q": "How much does Wafd Wealth, Inc manage?", "a": "Wafd Wealth, Inc reports $348,143,236 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (82% discretionary)." }, { "q": "What types of clients does Wafd Wealth, Inc serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (174); individuals (other than high net worth individuals) (100)." }, { "q": "Which custodians does Wafd Wealth, Inc use?", "a": "Wafd Wealth, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Wafd Wealth, Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337346" }, { "q": "What changed in Wafd Wealth, Inc's recent Form ADV filings?", "a": "In the February 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Goldman Sachs & Co. LLC", "name_as_filed": "GOLDMAN SACHS & CO. LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 100, "fewer_than_5": false, "raum": 30399531.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 174, "fewer_than_5": false, "raum": 317743705.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337346", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }