# Wacona Capital, LLC

> Wacona Capital, LLC is an SEC-registered investment advisory firm in Charlottesville, VA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated November 25, 2025.

- CRD: 331836
- Filed as: WACONA CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlottesville, VA
- Filing period: October 2026
- Form ADV filing dated: November 25, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331836
- AdvisorCensus page: https://advisorcensus.com/firm/wacona-capital-llc-charlottesville-va-331836

## Quick answers

**How is Wacona Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wacona Capital, LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees.

**Where is Wacona Capital, LLC located?**
Wacona Capital, LLC's principal office is in Charlottesville, VA, according to its Form ADV.

**Is Wacona Capital, LLC registered with the SEC or a state?**
Wacona Capital, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 331836.

**How much does Wacona Capital, LLC manage?**
Wacona Capital, LLC reports $194,115,432 in regulatory assets under management in its Form ADV filing dated November 25, 2025 (100% discretionary).

**What types of clients does Wacona Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Wacona Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331836

**What changed in Wacona Capital, LLC's recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $194,115,432
- Discretionary: $194,115,432
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $194,115,432 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- waconacapital.com
- LinkedIn @wacona-capital

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wacona Capital, LLC (CRD 331836): Form ADV filing data as of October 2026.