# W. V. Legg Financial Management LLC

> W. V. Legg Financial Management LLC is a state-registered investment advisory firm, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 12, 2026.

- CRD: 165372
- Filed as: W. V. LEGG FINANCIAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: January 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165372
- AdvisorCensus page: https://advisorcensus.com/firm/w-v-legg-financial-management-llc-165372

## Quick answers

**How is W. V. Legg Financial Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), W. V. Legg Financial Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is W. V. Legg Financial Management LLC registered with the SEC or a state?**
W. V. Legg Financial Management LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 165372.

**How much does W. V. Legg Financial Management LLC manage?**
W. V. Legg Financial Management LLC reports $22,848,011 in regulatory assets under management in its Form ADV filing dated January 12, 2026 (0% discretionary).

**What types of clients does W. V. Legg Financial Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6); corporations or other businesses not listed above (4); individuals (other than high net worth individuals) (1).

**Does W. V. Legg Financial Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165372

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $22,848,011
- Discretionary: $0
- Non-discretionary: $22,848,011

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $462,993 |
| High net worth individuals | 6 | $8,607,765 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,693,448 |
| Corporations or other businesses not listed above | 4 | $12,083,805 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2012 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. W. V. Legg Financial Management LLC (CRD 165372): Form ADV filing data as of October 2026.