{ "crd_number": 159408, "slug": "w-capital-partners-new-york-ny-159408", "primary_business_name": "W CAPITAL PARTNERS", "legal_name": "W CAPITAL MANAGEMENT, LLC", "dbas": [ "W CAPITAL PARTNERS" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-21", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-04-29", "carried_forward": false, "raum_total": 2684292954.0, "raum_discretionary": 2684292954.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 20, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2684292954.0, "count": 15 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 6, "states_registered": [], "websites": [ "https://linkedin.com/COMPANY/W-CAPITAL-PARTNERS", "https://wcapgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159408", "disclosure_items": [ { "item": "11.A(1)", "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?" }, { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/w-capital-partners-new-york-ny-159408", "display_name": "W Capital Partners", "summary": "W Capital Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 29, 2026.", "citation": "AdvisorCensus. W Capital Partners (CRD 159408): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is W Capital Partners compensated?", "a": "On its Form ADV (Item 5.E, October 2026), W Capital Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is W Capital Partners located?", "a": "W Capital Partners' principal office is in New York, NY, according to its Form ADV." }, { "q": "Is W Capital Partners registered with the SEC or a state?", "a": "W Capital Partners is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159408." }, { "q": "How much does W Capital Partners manage?", "a": "W Capital Partners reports $2,684,292,954 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary)." }, { "q": "How have W Capital Partners' assets and staff changed since 2021?", "a": "In the Form ADV data for W Capital Partners: Regulatory assets under management: $1,537,502,616 in the October 2021 data and $2,684,292,954 in the October 2026 data, up 75%. Total employees: 16 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does W Capital Partners serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15)." }, { "q": "Does W Capital Partners report any disciplinary disclosures?", "a": "Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159408" }, { "q": "What changed in W Capital Partners' recent Form ADV filings?", "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 6 yes answers, previously 4 (now yes: 11.A(1), 11.A(2)). Employees performing advisory functions went from 11 to 13. Regulatory assets under management went from $2,374,205,441 to $2,687,902,612 (+13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1537502616.0, "total_employees": 16, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2094017957.0, "total_employees": 17, "filing_date": "2022-06-08" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1751263086.0, "total_employees": 17, "filing_date": "2023-05-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1924218636.0, "total_employees": 17, "filing_date": "2024-05-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2374205441.0, "total_employees": 17, "filing_date": "2025-07-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2684292954.0, "total_employees": 20, "filing_date": "2026-04-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Item 11 disclosure answers changed: 6 yes answers, previously 4 (now yes: 11.A(1), 11.A(2)).", "Employees performing advisory functions went from 11 to 13.", "Regulatory assets under management went from $2,374,205,441 to $2,687,902,612 (+13%)." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/w-capital-partners-new-york-ny-159408.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 15, "fewer_than_5": false, "raum": 2684292954.0 } ], "disclosure_line": "Reports 6 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159408", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }