{
  "crd_number": 343080,
  "slug": "w-b-edwards-and-co-knoxville-tn-343080",
  "primary_business_name": "W.B. EDWARDS & CO.",
  "legal_name": "W.B. EDWARDS LLC",
  "dbas": [],
  "city": "Knoxville",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "28940",
  "metro": {
    "cbsa_code": "28940",
    "common_name": "Knoxville",
    "msa_name": "Knoxville, TN",
    "path": "/advisors/tn/knoxville"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-07-08",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-01",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "security_ratings_pricing"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "DC",
    "NY",
    "TN",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/w-b-edwards"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343080",
  "city_as_filed": "KNOXVILLE",
  "url": "https://advisorcensus.com/firm/w-b-edwards-and-co-knoxville-tn-343080",
  "display_name": "W.B. Edwards & Co.",
  "summary": "W.B. Edwards & Co. is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.",
  "citation": "AdvisorCensus. W.B. Edwards & Co. (CRD 343080): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Security ratings or pricing services"
  ],
  "quick_answers": [
    {
      "q": "How is W.B. Edwards & Co. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), W.B. Edwards & Co. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is W.B. Edwards & Co. located?",
      "a": "W.B. Edwards & Co.'s principal office is in Knoxville, TN, according to its Form ADV."
    },
    {
      "q": "Is W.B. Edwards & Co. registered with the SEC or a state?",
      "a": "W.B. Edwards & Co. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343080."
    },
    {
      "q": "How much does W.B. Edwards & Co. manage?",
      "a": "W.B. Edwards & Co. reports $0 in regulatory assets under management in its Form ADV filing dated July 1, 2026."
    },
    {
      "q": "Does W.B. Edwards & Co. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343080"
    },
    {
      "q": "Does W.B. Edwards & Co. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 8, 2026 says: \"WBE does not require a minimum account balance, but does have a minimum fee as described in Item 5 above.\""
    },
    {
      "q": "What changed in W.B. Edwards & Co.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 8, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "WBE does not require a minimum account balance, but does have a minimum fee as described in Item 5 above."
        ]
      }
    ],
    "quotes": [
      "WBE does not require a minimum account balance, but does have a minimum fee as described in Item 5 above."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/w-b-edwards-and-co-knoxville-tn-343080.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343080",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}