{
  "crd_number": 127377,
  "slug": "w-a-wimberly-and-associates-inc-127377",
  "primary_business_name": "W.A. WIMBERLY & ASSOCIATES, INC.",
  "legal_name": "W. A. WIMBERLY AND ASSOCIATES, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-07-06",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2025-04-30",
  "carried_forward": false,
  "raum_total": 31890038.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 31890038.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 31890038.0,
      "count": 30
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "MS"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127377",
  "listing_state": "MS",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/w-a-wimberly-and-associates-inc-127377",
  "display_name": "W.A. Wimberly & Associates, Inc.",
  "summary": "W.A. Wimberly & Associates, Inc. is a state-registered investment advisory firm, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 30, 2025.",
  "citation": "AdvisorCensus. W.A. Wimberly & Associates, Inc. (CRD 127377): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is W.A. Wimberly & Associates, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), W.A. Wimberly & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is W.A. Wimberly & Associates, Inc. registered with the SEC or a state?",
      "a": "W.A. Wimberly & Associates, Inc. is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 127377."
    },
    {
      "q": "How much does W.A. Wimberly & Associates, Inc. manage?",
      "a": "W.A. Wimberly & Associates, Inc. reports $31,890,038 in regulatory assets under management in its Form ADV filing dated April 30, 2025 (0% discretionary)."
    },
    {
      "q": "What types of clients does W.A. Wimberly & Associates, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30)."
    },
    {
      "q": "Does W.A. Wimberly & Associates, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127377"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/w-a-wimberly-and-associates-inc-127377.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 31890038.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127377",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}