{
  "crd_number": 3989,
  "slug": "voya-retirement-advisors-llc-windsor-ct-3989",
  "primary_business_name": "VOYA RETIREMENT ADVISORS, LLC",
  "legal_name": "VOYA RETIREMENT ADVISORS, LLC",
  "dbas": [],
  "city": "Windsor",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2000-09-25",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-03-06",
  "carried_forward": false,
  "raum_total": 37473256343.0,
  "raum_discretionary": 37473256343.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 121,
  "advisory_employees": 121,
  "client_count_bucket": null,
  "clients_by_type": {
    "banking_thrift": {
      "raum": 2300486534.0,
      "count": 70
    },
    "state_municipal": {
      "raum": 7286018935.0,
      "count": 175
    },
    "corporations_other_businesses": {
      "raum": 27886750874.0,
      "count": 7427
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3989",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "WINDSOR",
  "url": "https://advisorcensus.com/firm/voya-retirement-advisors-llc-windsor-ct-3989",
  "display_name": "Voya Retirement Advisors, LLC",
  "summary": "Voya Retirement Advisors, LLC is an SEC-registered investment advisory firm in Windsor, CT, registered since 2000, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.",
  "citation": "AdvisorCensus. Voya Retirement Advisors, LLC (CRD 3989): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Voya Retirement Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Voya Retirement Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Voya Retirement Advisors, LLC located?",
      "a": "Voya Retirement Advisors, LLC's principal office is in Windsor, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Voya Retirement Advisors, LLC registered with the SEC or a state?",
      "a": "Voya Retirement Advisors, LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 3989."
    },
    {
      "q": "How much does Voya Retirement Advisors, LLC manage?",
      "a": "Voya Retirement Advisors, LLC reports $37,473,256,343 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Voya Retirement Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Voya Retirement Advisors, LLC: Regulatory assets under management: $17,634,135,561 in the October 2021 data and $37,473,256,343 in the October 2026 data, up 113%. Total employees: 47 in October 2021 and 121 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Voya Retirement Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (7,427); state or municipal government entities (including government pension plans) (175); banking or thrift institutions (70)."
    },
    {
      "q": "Which custodians does Voya Retirement Advisors, LLC use?",
      "a": "Voya Retirement Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, Northern Trust, State Street Bank and Voya Instutional Trust Company as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Voya Retirement Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/3989"
    },
    {
      "q": "What changed in Voya Retirement Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 116 to 121. Regulatory assets under management went from $30,885,140,490 to $37,473,256,343 (+21%). Added an office in Boston, MA. No longer lists an office in Braintree, MA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 17634135561.0,
      "total_employees": 47,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 20680218708.0,
      "total_employees": 62,
      "filing_date": "2022-09-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 18387622174.0,
      "total_employees": 70,
      "filing_date": "2023-09-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 27040741407.0,
      "total_employees": 136,
      "filing_date": "2024-04-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 30885140490.0,
      "total_employees": 116,
      "filing_date": "2025-04-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 37473256343.0,
      "total_employees": 121,
      "filing_date": "2026-03-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 116 to 121.",
        "Regulatory assets under management went from $30,885,140,490 to $37,473,256,343 (+21%).",
        "Added an office in Boston, MA.",
        "No longer lists an office in Braintree, MA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bank of New York Mellon",
      "name_as_filed": "BANK OF NEW YORK MELLON",
      "affiliated": false
    },
    {
      "name": "Northern Trust",
      "name_as_filed": "NORTHERN TRUST",
      "affiliated": false
    },
    {
      "name": "State Street Bank",
      "name_as_filed": "STATE STREET BANK",
      "affiliated": false
    },
    {
      "name": "Voya Instutional Trust Company",
      "name_as_filed": "VOYA INSTUTIONAL TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/voya-retirement-advisors-llc-windsor-ct-3989.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 70,
      "fewer_than_5": false,
      "raum": 2300486534.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 175,
      "fewer_than_5": false,
      "raum": 7286018935.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 7427,
      "fewer_than_5": false,
      "raum": 27886750874.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3989",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}