{
  "crd_number": 111091,
  "slug": "voya-investments-llc-scottsdale-az-111091",
  "primary_business_name": "VOYA INVESTMENTS, LLC",
  "legal_name": "VOYA INVESTMENTS, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1995-02-07",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-09-29",
  "carried_forward": false,
  "raum_total": 59483464103.0,
  "raum_discretionary": 59483464103.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 104,
  "advisory_employees": 71,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 59483464103.0,
      "count": 107
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "AZ"
  ],
  "websites": [
    "https://instagram.com/VOYAINVESTMENTS",
    "https://investments.voya.com",
    "https://linkedin.com/COMPANY/19460",
    "https://twitter.com/VOYAINVESTMENTS"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111091",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/voya-investments-llc-scottsdale-az-111091",
  "display_name": "Voya Investments, LLC",
  "summary": "Voya Investments, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.",
  "citation": "AdvisorCensus. Voya Investments, LLC (CRD 111091): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Voya Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Voya Investments, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Voya Investments, LLC located?",
      "a": "Voya Investments, LLC's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Voya Investments, LLC registered with the SEC or a state?",
      "a": "Voya Investments, LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 111091."
    },
    {
      "q": "How much does Voya Investments, LLC manage?",
      "a": "Voya Investments, LLC reports $59,483,464,103 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have Voya Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Voya Investments, LLC: Regulatory assets under management: $91,080,960,859 in the October 2021 data and $59,483,464,103 in the October 2026 data, down 35%. Total employees: 130 in October 2021 and 104 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Voya Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (107)."
    },
    {
      "q": "Does Voya Investments, LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111091"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 91080960859.0,
      "total_employees": 130,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 97213043885.0,
      "total_employees": 113,
      "filing_date": "2022-08-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 53243468890.0,
      "total_employees": 135,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 57786360253.0,
      "total_employees": 121,
      "filing_date": "2024-08-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 55389058660.0,
      "total_employees": 109,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 59483464103.0,
      "total_employees": 104,
      "filing_date": "2026-09-29"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/voya-investments-llc-scottsdale-az-111091.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 107,
      "fewer_than_5": false,
      "raum": 59483464103.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111091",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}