{ "crd_number": 106494, "slug": "voya-investment-management-co-llc-new-york-ny-106494", "primary_business_name": "VOYA INVESTMENT MANAGEMENT CO. LLC", "legal_name": "VOYA INVESTMENT MANAGEMENT CO. LLC", "dbas": [ "VOYA INVESTMENT MANAGEMENT", "VOYA INVESTMENT MANAGEMENT AMERICAS", "VOYA U. S. INVESTMENT MANAGEMENT" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1973-01-07", "years_registered": 53, "period": "2026-10-01", "filing_date": "2026-09-29", "carried_forward": false, "raum_total": 274948611031.0, "raum_discretionary": 274948611031.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 859, "advisory_employees": 317, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 1905918170.0, "count": 3, "description": "VOYA AFFILIATE; INSTITUTIONAL" }, "charitable": { "raum": 244795895.0, "count": 6 }, "individuals": { "raum": 1515452550.0, "count": 40 }, "state_municipal": { "raum": 17333692501.0, "count": 52 }, "insurance_companies": { "raum": 36975991492.0, "count": 56 }, "investment_companies": { "raum": 67415159568.0, "count": 166 }, "pension_profit_sharing": { "raum": 2763517767.0, "count": 9 }, "other_investment_advisers": { "raum": 95602536605.0, "count": 35 }, "pooled_investment_vehicles": { "raum": 2255900505.0, "count": 2 }, "corporations_other_businesses": { "raum": 48935645978.0, "count": 197 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://instagram.com/voyainvestments", "https://investments.voya.com", "https://linkedin.com/COMPANY/voya-investment-management", "https://twitter.com/VOYAINVESTMENTS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106494", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/voya-investment-management-co-llc-new-york-ny-106494", "display_name": "Voya Investment Management Co. LLC", "summary": "Voya Investment Management Co. LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1973, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.", "citation": "AdvisorCensus. Voya Investment Management Co. LLC (CRD 106494): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is Voya Investment Management Co. LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Voya Investment Management Co. LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Voya Investment Management Co. LLC located?", "a": "Voya Investment Management Co. LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 7 other offices (Schedule D, Section 1.F)." }, { "q": "Is Voya Investment Management Co. LLC registered with the SEC or a state?", "a": "Voya Investment Management Co. LLC is an SEC-registered investment advisory firm, registered since 1973. Status as filed: Approved. CRD 106494." }, { "q": "How much does Voya Investment Management Co. LLC manage?", "a": "Voya Investment Management Co. LLC reports $274,948,611,031 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary)." }, { "q": "How have Voya Investment Management Co. LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Voya Investment Management Co. LLC: Regulatory assets under management: $143,453,935,503 in the October 2021 data and $274,948,611,031 in the October 2026 data, up 92%. Total employees: 780 in October 2021 and 859 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Voya Investment Management Co. LLC serve?", "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (197); investment companies (166); insurance companies (56)." }, { "q": "Which custodians does Voya Investment Management Co. LLC use?", "a": "Voya Investment Management Co. LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman & Co., State Street Global Markets, LLC and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Voya Investment Management Co. LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106494" }, { "q": "What changed in Voya Investment Management Co. LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 143453935503.0, "total_employees": 780, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 177747724787.0, "total_employees": 790, "filing_date": "2022-08-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 236709852507.0, "total_employees": 880, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 241807595450.0, "total_employees": 879, "filing_date": "2024-08-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 253808191665.0, "total_employees": 880, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 274948611031.0, "total_employees": 859, "filing_date": "2026-09-29" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 326 to 317." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Brown Brothers Harriman & Co.", "name_as_filed": "BROWN BROTHERS HARRIMAN & CO.", "affiliated": false }, { "name": "State Street Global Markets, LLC", "name_as_filed": "STATE STREET GLOBAL MARKETS, LLC", "affiliated": false }, { "name": "The Bank of New York Mellon", "name_as_filed": "THE BANK OF NEW YORK MELLON", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/voya-investment-management-co-llc-new-york-ny-106494.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 40, "fewer_than_5": false, "raum": 1515452550.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 166, "fewer_than_5": false, "raum": 67415159568.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 2255900505.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 9, "fewer_than_5": false, "raum": 2763517767.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 6, "fewer_than_5": false, "raum": 244795895.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 52, "fewer_than_5": false, "raum": 17333692501.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 35, "fewer_than_5": false, "raum": 95602536605.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 56, "fewer_than_5": false, "raum": 36975991492.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 197, "fewer_than_5": false, "raum": 48935645978.0 }, { "type": "other", "label": "Other", "count": 3, "fewer_than_5": false, "raum": 1905918170.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106494", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }