# Voya Financial Advisors, Inc.

> Voya Financial Advisors, Inc. is an SEC-registered investment advisory firm in Windsor, CT, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 2882
- Filed as: VOYA FINANCIAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Windsor, CT
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/2882
- AdvisorCensus page: https://advisorcensus.com/firm/voya-financial-advisors-inc-windsor-ct-2882

## Quick answers

**How is Voya Financial Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Voya Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Voya Financial Advisors, Inc. located?**
Voya Financial Advisors, Inc.'s principal office is in Windsor, CT, according to its Form ADV; the October 2026 filing also lists 25 other offices (Schedule D, Section 1.F).

**Is Voya Financial Advisors, Inc. registered with the SEC or a state?**
Voya Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 2882.

**How much does Voya Financial Advisors, Inc. manage?**
Voya Financial Advisors, Inc. reports $3,870,673,693 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (2% discretionary).

**How have Voya Financial Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Voya Financial Advisors, Inc.: Regulatory assets under management: $16,832,911,486 in the October 2021 data and $3,870,673,693 in the October 2026 data, down 77%. Total employees: 1,479 in October 2021 and 638 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Voya Financial Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13,218); high net worth individuals (3,095); corporations or other businesses not listed above (21).

**Which custodians does Voya Financial Advisors, Inc. use?**
Voya Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and Voya Institutional Trust Company (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets.

**Does Voya Financial Advisors, Inc. report any disciplinary disclosures?**
Reports 9 disclosure items on Form ADV Item 11: yes answers to 1 question about criminal matters and 8 questions about regulatory matters (11.A(2), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4), 11.E(2), 11.G). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/2882

**What changed in Voya Financial Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 563 to 638. Regulatory assets under management went from $2,744,735,129 to $3,870,673,693 (+41%). Changed its office addresses in Houston, TX. Changed its office addresses in Tampa, FL. Added an office in Boston, MA. Added an office in Dallas, TX. Added an office in Eugene, OR. Added an office in Fairfax, VA. Added an office in Metairie, LA. Added an office in Overland Park, KS. No longer lists an office in Addison, TX. No longer lists an office in Braintree, MA. No longer lists an office in Derby, KS. No longer lists an office in Leawood, KS. No longer lists an office in San Francisco, CA. No longer lists an office in Warwick, RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC
- Voya Institutional Trust Company (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,870,673,693
- Discretionary: $69,702,673
- Non-discretionary: $3,800,971,020

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13,218 | $2,263,288,434 |
| High net worth individuals | 3,095 | $1,597,644,531 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | 2 | $538,585 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 21 | $9,202,143 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1994 (32 years)
- Employees: 638 total, 638 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 9 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/2882

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Arlington, VA
- Bloomington, MN
- Boston, MA
- Columbus, OH
- Dallas, TX
- Des Moines, IA
- Elmsford, NY
- Eugene, OR
- Fairfax, VA
- Honolulu, HI
- Houston, TX
- Independence, OH
- Lisle, IL
- Melville, NY
- Metairie, LA
- Miamisburg, OH
- Milwaukee, WI
- Minneapolis, MN
- Overland Park, KS
- Portland, OR
- Redlands, CA
- Richmond, VA
- Tacoma, WA
- Tampa, FL
- Williamsville, NY

### Websites listed on Form ADV (Item 1.I)
- voya.com
- voyafa.com
- voyafinancialadvisors.com
- Facebook @VoyaFinancial
- Instagram @voya
- LinkedIn @voya

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $16,832,911,486 | 1,479 | June 29, 2021 |
| October 2022 | $4,055,465,737 | 535 | September 9, 2022 |
| October 2023 | $2,410,968,380 | 605 | March 31, 2023 |
| October 2024 | $2,684,787,857 | 529 | July 11, 2024 |
| October 2025 | $2,744,735,129 | 563 | June 5, 2025 |
| October 2026 | $3,870,673,693 | 638 | September 16, 2026 |

Regulatory assets under management: $16,832,911,486 in the October 2021 data and $3,870,673,693 in the October 2026 data, down 77%.
Total employees: 1,479 in October 2021 and 638 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 563 to 638.
- Regulatory assets under management went from $2,744,735,129 to $3,870,673,693 (+41%).
- Changed its office addresses in Houston, TX.
- Changed its office addresses in Tampa, FL.
- Added an office in Boston, MA.
- Added an office in Dallas, TX.
- Added an office in Eugene, OR.
- Added an office in Fairfax, VA.
- Added an office in Metairie, LA.
- Added an office in Overland Park, KS.
- No longer lists an office in Addison, TX.
- No longer lists an office in Braintree, MA.
- No longer lists an office in Derby, KS.
- No longer lists an office in Leawood, KS.
- No longer lists an office in San Francisco, CA.
- No longer lists an office in Warwick, RI.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Voya Financial Advisors, Inc. (CRD 2882): Form ADV filing data as of October 2026.