# Vontobel Asset Management, Inc.

> Vontobel Asset Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 105007
- Filed as: VONTOBEL ASSET MANAGEMENT, INC.
- Also doing business as: VONTOBEL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105007
- AdvisorCensus page: https://advisorcensus.com/firm/vontobel-asset-management-inc-new-york-ny-105007

## Quick answers

**How is Vontobel Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Vontobel Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Vontobel Asset Management, Inc. located?**
Vontobel Asset Management, Inc.'s principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Vontobel Asset Management, Inc. registered with the SEC or a state?**
Vontobel Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105007.

**How much does Vontobel Asset Management, Inc. manage?**
Vontobel Asset Management, Inc. reports $20,291,119,200 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (98% discretionary).

**How have Vontobel Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Vontobel Asset Management, Inc.: Regulatory assets under management: $38,333,529,628 in the October 2021 data and $20,291,119,200 in the October 2026 data, down 47%. Total employees: 78 in October 2021 and 63 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vontobel Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16); investment companies (6); sovereign wealth funds and foreign official institutions (6).

**Which custodians does Vontobel Asset Management, Inc. use?**
Vontobel Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investment Services (Japan) Inc., CIBC Mellon, J.P. Morgan Chase and State Street Bank & Trust as custodians holding 10% or more of its separately managed account assets.

**Does Vontobel Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105007

**What changed in Vontobel Asset Management, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Brown Brothers Harriman Investment Services (Japan) Inc.
- CIBC Mellon
- J.P. Morgan Chase
- State Street Bank & Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $20,291,119,200
- Discretionary: $19,938,469,839
- Non-discretionary: $352,649,361

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | Fewer than 5 | $1,759,774,400 |
| Investment companies | 6 | $518,583,833 |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $8,578,204,593 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,088,834,059 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $1,081,575,009 |
| Sovereign wealth funds and foreign official institutions | 6 | $5,911,497,945 |
| Other | 6 | $352,649,361 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1984 (42 years)
- Employees: 63 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- am.vontobel.com/en
- LinkedIn @vontobel
- LinkedIn @vontobel-investments
- X @vontobel

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $38,333,529,628 | 78 | September 7, 2021 |
| October 2022 | $35,981,792,622 | 80 | August 25, 2022 |
| October 2023 | $24,081,060,531 | 81 | March 30, 2023 |
| October 2024 | $28,023,416,512 | 70 | June 25, 2024 |
| October 2025 | $26,653,325,804 | 69 | July 29, 2025 |
| October 2026 | $20,291,119,200 | 63 | August 4, 2026 |

Regulatory assets under management: $38,333,529,628 in the October 2021 data and $20,291,119,200 in the October 2026 data, down 47%.
Total employees: 78 in October 2021 and 63 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $26,653,325,804 to $20,291,119,200 (-24%).
- No longer lists an office in Fort Lauderdale, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vontobel Asset Management, Inc. (CRD 105007): Form ADV filing data as of October 2026.