{
  "crd_number": 105007,
  "slug": "vontobel-asset-management-inc-new-york-ny-105007",
  "primary_business_name": "VONTOBEL ASSET MANAGEMENT, INC.",
  "legal_name": "VONTOBEL ASSET MANAGEMENT, INC.",
  "dbas": [
    "VONTOBEL"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-08-03",
  "years_registered": 42,
  "period": "2026-10-01",
  "filing_date": "2026-08-04",
  "carried_forward": false,
  "raum_total": 20291119200.0,
  "raum_discretionary": 19938469839.0,
  "raum_non_discretionary": 352649361.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 63,
  "advisory_employees": 23,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 352649361.0,
      "count": 6,
      "description": "NON-DISCRETIONARY"
    },
    "banking_thrift": {
      "raum": 1759774400.0,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 1081575009.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 518583833.0,
      "count": 6
    },
    "pension_profit_sharing": {
      "raum": 2088834059.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 8578204593.0,
      "count": 16
    },
    "sovereign_wealth_foreign_official": {
      "raum": 5911497945.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://am.vontobel.com/en",
    "https://linkedin.com/company/vontobel",
    "https://linkedin.com/showcase/vontobel-investments",
    "https://twitter.com/vontobel"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105007",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/vontobel-asset-management-inc-new-york-ny-105007",
  "display_name": "Vontobel Asset Management, Inc.",
  "summary": "Vontobel Asset Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.",
  "citation": "AdvisorCensus. Vontobel Asset Management, Inc. (CRD 105007): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Vontobel Asset Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vontobel Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Vontobel Asset Management, Inc. located?",
      "a": "Vontobel Asset Management, Inc.'s principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Vontobel Asset Management, Inc. registered with the SEC or a state?",
      "a": "Vontobel Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105007."
    },
    {
      "q": "How much does Vontobel Asset Management, Inc. manage?",
      "a": "Vontobel Asset Management, Inc. reports $20,291,119,200 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (98% discretionary)."
    },
    {
      "q": "How have Vontobel Asset Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Vontobel Asset Management, Inc.: Regulatory assets under management: $38,333,529,628 in the October 2021 data and $20,291,119,200 in the October 2026 data, down 47%. Total employees: 78 in October 2021 and 63 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Vontobel Asset Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16); investment companies (6); sovereign wealth funds and foreign official institutions (6)."
    },
    {
      "q": "Which custodians does Vontobel Asset Management, Inc. use?",
      "a": "Vontobel Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investment Services (Japan) Inc., CIBC Mellon, J.P. Morgan Chase and State Street Bank & Trust as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Vontobel Asset Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105007"
    },
    {
      "q": "What changed in Vontobel Asset Management, Inc.'s recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 38333529628.0,
      "total_employees": 78,
      "filing_date": "2021-09-07"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 35981792622.0,
      "total_employees": 80,
      "filing_date": "2022-08-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 24081060531.0,
      "total_employees": 81,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 28023416512.0,
      "total_employees": 70,
      "filing_date": "2024-06-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 26653325804.0,
      "total_employees": 69,
      "filing_date": "2025-07-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 20291119200.0,
      "total_employees": 63,
      "filing_date": "2026-08-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $26,653,325,804 to $20,291,119,200 (-24%).",
        "No longer lists an office in Fort Lauderdale, FL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Brown Brothers Harriman Investment Services (Japan) Inc.",
      "name_as_filed": "BROWN BROTHERS HARRIMAN INVESTMENT SERVICES (JAPAN) INC.",
      "affiliated": false
    },
    {
      "name": "CIBC Mellon",
      "name_as_filed": "CIBC MELLON",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan Chase",
      "name_as_filed": "J.P. MORGAN CHASE",
      "affiliated": false
    },
    {
      "name": "State Street Bank & Trust",
      "name_as_filed": "STATE STREET BANK & TRUST",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/vontobel-asset-management-inc-new-york-ny-105007.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 1759774400.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 518583833.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 8578204593.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2088834059.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1081575009.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 6,
      "fewer_than_5": false,
      "raum": 5911497945.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 6,
      "fewer_than_5": false,
      "raum": 352649361.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105007",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}