# VON Haefen Financial Management

> VON Haefen Financial Management is a state-registered investment advisory firm, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 130564
- Filed as: VON HAEFEN FINANCIAL MANAGEMENT
- Legal name: VON Haefen, Troy Allen
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130564
- AdvisorCensus page: https://advisorcensus.com/firm/von-haefen-financial-management-130564

## Quick answers

**How is VON Haefen Financial Management compensated?**
On its Form ADV (Item 5.E, October 2026), VON Haefen Financial Management reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is VON Haefen Financial Management registered with the SEC or a state?**
VON Haefen Financial Management is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 130564.

**How much does VON Haefen Financial Management manage?**
VON Haefen Financial Management reports $127,605,871 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (0% discretionary).

**What types of clients does VON Haefen Financial Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (42).

**Does VON Haefen Financial Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130564

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $127,605,871
- Discretionary: $0
- Non-discretionary: $127,605,871

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $20,482,548 |
| High net worth individuals | 46 | $107,123,323 |

### Advisory services (Item 5.G)
- Financial planning services
- Other

### Firm details
- Registered since: 2004 (22 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, LA, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL

### Websites listed on Form ADV (Item 1.I)
- vhfinancialmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. VON Haefen Financial Management (CRD 130564): Form ADV filing data as of October 2026.