# Vistica Wealth Advisors, LLC

> Vistica Wealth Advisors, LLC is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 147297
- Filed as: VISTICA WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147297
- AdvisorCensus page: https://advisorcensus.com/firm/vistica-wealth-advisors-llc-carlsbad-ca-147297

## Quick answers

**How is Vistica Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vistica Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Vistica Wealth Advisors, LLC located?**
Vistica Wealth Advisors, LLC's principal office is in Carlsbad, CA, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Vistica Wealth Advisors, LLC registered with the SEC or a state?**
Vistica Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 147297.

**How much does Vistica Wealth Advisors, LLC manage?**
Vistica Wealth Advisors, LLC reports $260,142,729 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (94% discretionary).

**How have Vistica Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Vistica Wealth Advisors, LLC: Regulatory assets under management: $101,829,987 in the October 2021 data and $260,142,729 in the October 2026 data, up 155%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vistica Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (66); individuals (other than high net worth individuals) (43); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Vistica Wealth Advisors, LLC use?**
Vistica Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Vistica Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147297

**What changed in Vistica Wealth Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $131,647,807 to $260,142,729 (+98%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $260,142,729
- Discretionary: $243,573,008
- Non-discretionary: $16,569,721

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $16,299,535 |
| High net worth individuals | 66 | $205,306,851 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $30,373,612 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $8,162,731 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MS, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Gold River, CA
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- visticawa.com
- LinkedIn @DAN-VISTICA-23416610
- LinkedIn @JEFFVISTICA
- LinkedIn @kendall-regan-39696a1b8

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,829,987 | 3 | March 30, 2021 |
| October 2022 | $124,982,908 | 3 | September 7, 2022 |
| October 2023 | $118,480,816 | 3 | August 10, 2023 |
| October 2024 | $103,482,628 | 4 | March 15, 2024 |
| October 2025 | $131,647,807 | 5 | May 7, 2025 |
| October 2026 | $260,142,729 | 5 | May 7, 2026 |

Regulatory assets under management: $101,829,987 in the October 2021 data and $260,142,729 in the October 2026 data, up 155%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $131,647,807 to $260,142,729 (+98%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vistica Wealth Advisors, LLC (CRD 147297): Form ADV filing data as of October 2026.