# Vista Wave Investments, LLC

> Vista Wave Investments, LLC is a state-registered investment advisory firm in Indianapolis, IN, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated May 26, 2023.

- CRD: 316675
- Filed as: VISTA WAVE INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: May 26, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316675
- AdvisorCensus page: https://advisorcensus.com/firm/vista-wave-investments-llc-indianapolis-in-316675

## Quick answers

**How is Vista Wave Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vista Wave Investments, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Vista Wave Investments, LLC located?**
Vista Wave Investments, LLC's principal office is in Indianapolis, IN, according to its Form ADV.

**Is Vista Wave Investments, LLC registered with the SEC or a state?**
Vista Wave Investments, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 316675.

**Does Vista Wave Investments, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316675

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316675

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vista Wave Investments, LLC (CRD 316675): Form ADV filing data as of October 2026.