{
  "crd_number": 316675,
  "slug": "vista-wave-investments-llc-indianapolis-in-316675",
  "primary_business_name": "VISTA WAVE INVESTMENTS, LLC",
  "legal_name": "VISTA WAVE INVESTMENTS, LLC",
  "dbas": [],
  "city": "Indianapolis",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2022-02-24",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2023-05-26",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 0,
  "advisory_employees": 0,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "IN"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316675",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "INDIANAPOLIS",
  "url": "https://advisorcensus.com/firm/vista-wave-investments-llc-indianapolis-in-316675",
  "display_name": "Vista Wave Investments, LLC",
  "summary": "Vista Wave Investments, LLC is a state-registered investment advisory firm in Indianapolis, IN, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated May 26, 2023.",
  "citation": "AdvisorCensus. Vista Wave Investments, LLC (CRD 316675): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services"
  ],
  "quick_answers": [
    {
      "q": "How is Vista Wave Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vista Wave Investments, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Vista Wave Investments, LLC located?",
      "a": "Vista Wave Investments, LLC's principal office is in Indianapolis, IN, according to its Form ADV."
    },
    {
      "q": "Is Vista Wave Investments, LLC registered with the SEC or a state?",
      "a": "Vista Wave Investments, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 316675."
    },
    {
      "q": "Does Vista Wave Investments, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316675"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/vista-wave-investments-llc-indianapolis-in-316675.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316675",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}