{
  "crd_number": 144409,
  "slug": "vision-financial-services-inc-mesa-az-144409",
  "primary_business_name": "VISION FINANCIAL SERVICES, INC",
  "legal_name": "VISION FINANCIAL SERVICES, INC",
  "dbas": [],
  "city": "Mesa",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-11-14",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2025-01-23",
  "carried_forward": false,
  "raum_total": 20292651.0,
  "raum_discretionary": 20292651.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20292651.0,
      "count": 218
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ"
  ],
  "websites": [
    "https://visionfinancialadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144409",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "MESA",
  "url": "https://advisorcensus.com/firm/vision-financial-services-inc-mesa-az-144409",
  "display_name": "Vision Financial Services, Inc",
  "summary": "Vision Financial Services, Inc is a state-registered investment advisory firm in Mesa, AZ, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 23, 2025.",
  "citation": "AdvisorCensus. Vision Financial Services, Inc (CRD 144409): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Vision Financial Services, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vision Financial Services, Inc reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Vision Financial Services, Inc located?",
      "a": "Vision Financial Services, Inc's principal office is in Mesa, AZ, according to its Form ADV."
    },
    {
      "q": "Is Vision Financial Services, Inc registered with the SEC or a state?",
      "a": "Vision Financial Services, Inc is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144409."
    },
    {
      "q": "How much does Vision Financial Services, Inc manage?",
      "a": "Vision Financial Services, Inc reports $20,292,651 in regulatory assets under management in its Form ADV filing dated January 23, 2025 (100% discretionary)."
    },
    {
      "q": "What types of clients does Vision Financial Services, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (218)."
    },
    {
      "q": "Does Vision Financial Services, Inc report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144409"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/vision-financial-services-inc-mesa-az-144409.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 218,
      "fewer_than_5": false,
      "raum": 20292651.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144409",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}