# Vision Financial Management, LLC

> Vision Financial Management, LLC is an SEC-registered investment advisory firm in Cuyahoga Falls, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.

- CRD: 170003
- Filed as: VISION FINANCIAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cuyahoga Falls, OH
- Filing period: October 2026
- Form ADV filing dated: January 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170003
- AdvisorCensus page: https://advisorcensus.com/firm/vision-financial-management-llc-cuyahoga-falls-oh-170003

## Quick answers

**How is Vision Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vision Financial Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Vision Financial Management, LLC located?**
Vision Financial Management, LLC's principal office is in Cuyahoga Falls, OH, according to its Form ADV.

**Is Vision Financial Management, LLC registered with the SEC or a state?**
Vision Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 170003.

**How much does Vision Financial Management, LLC manage?**
Vision Financial Management, LLC reports $165,662,012 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (100% discretionary).

**How have Vision Financial Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Vision Financial Management, LLC: Regulatory assets under management: $119,950,797 in the October 2025 data and $165,662,012 in the October 2026 data, up 38%. Total employees: 4 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vision Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (401); high net worth individuals (48).

**Which custodians does Vision Financial Management, LLC use?**
Vision Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Vision Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170003

**What changed in Vision Financial Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $119,950,797 to $165,662,012 (+38%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $165,662,012
- Discretionary: $165,662,012
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 401 | $110,947,054 |
| High net worth individuals | 48 | $54,714,958 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IN, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- visionfinancialmanagement.net
- Facebook @visionFinancialManagement
- LinkedIn @ROBWINSTON

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $119,950,797 | 4 | July 28, 2025 |
| October 2026 | $165,662,012 | 5 | January 8, 2026 |

Regulatory assets under management: $119,950,797 in the October 2025 data and $165,662,012 in the October 2026 data, up 38%.
Total employees: 4 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $119,950,797 to $165,662,012 (+38%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vision Financial Management, LLC (CRD 170003): Form ADV filing data as of October 2026.