# Vision Capital & Management

> Vision Capital & Management is an SEC-registered investment advisory firm in Davidson, NC, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 118363
- Filed as: VISION CAPITAL & MANAGEMENT
- Legal name: Vision Capital Management Corporation
- Also doing business as: VISION CAPITAL & MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Davidson, NC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118363
- AdvisorCensus page: https://advisorcensus.com/firm/vision-capital-and-management-davidson-nc-118363

## Quick answers

**How is Vision Capital & Management compensated?**
On its Form ADV (Item 5.E, October 2026), Vision Capital & Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Vision Capital & Management located?**
Vision Capital & Management's principal office is in Davidson, NC, according to its Form ADV.

**Is Vision Capital & Management registered with the SEC or a state?**
Vision Capital & Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 118363.

**How much does Vision Capital & Management manage?**
Vision Capital & Management reports $144,833,761 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Vision Capital & Management's assets and staff changed since 2021?**
In the Form ADV data for Vision Capital & Management: Regulatory assets under management: $133,150,262 in the October 2021 data and $144,833,761 in the October 2026 data, up 9%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vision Capital & Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (21).

**Which custodians does Vision Capital & Management use?**
Vision Capital & Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Jackson National Life Distributors LLC as custodians holding 10% or more of its separately managed account assets.

**Does Vision Capital & Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118363

**Does Vision Capital & Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "In general, we require a minimum of $2,000,000 (household) to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Vision Capital & Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $120,920,910 to $144,833,761 (+20%). Registered or notice-filed in MN, NE. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $2,000,000 (household) to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Jackson National Life Distributors LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,833,761
- Discretionary: $144,833,761
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $13,968,126 |
| High net worth individuals | 21 | $122,732,280 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,951,390 |
| Charitable organizations | Fewer than 5 | $2,004,446 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,177,519 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, MN, MO, NC, NE, OH, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- visioncapitalmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $133,150,262 | 6 | July 16, 2021 |
| October 2022 | $143,494,883 | 7 | August 8, 2022 |
| October 2023 | $151,290,168 | 7 | March 30, 2023 |
| October 2024 | $158,838,052 | 7 | March 26, 2024 |
| October 2025 | $120,920,910 | 6 | March 24, 2025 |
| October 2026 | $144,833,761 | 5 | March 31, 2026 |

Regulatory assets under management: $133,150,262 in the October 2021 data and $144,833,761 in the October 2026 data, up 9%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $120,920,910 to $144,833,761 (+20%).
- Registered or notice-filed in MN, NE.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vision Capital & Management (CRD 118363): Form ADV filing data as of October 2026.