# Virtus Investment Advisers, LLC

> Virtus Investment Advisers, LLC is an SEC-registered investment advisory firm in Hartford, CT, registered since 1969, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 106982
- Filed as: VIRTUS INVESTMENT ADVISERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hartford, CT
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106982
- AdvisorCensus page: https://advisorcensus.com/firm/virtus-investment-advisers-llc-hartford-ct-106982

## Quick answers

**How is Virtus Investment Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Virtus Investment Advisers, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Virtus Investment Advisers, LLC located?**
Virtus Investment Advisers, LLC's principal office is in Hartford, CT, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Virtus Investment Advisers, LLC registered with the SEC or a state?**
Virtus Investment Advisers, LLC is an SEC-registered investment advisory firm, registered since 1969. Status as filed: Approved. CRD 106982.

**How much does Virtus Investment Advisers, LLC manage?**
Virtus Investment Advisers, LLC reports $51,744,428,475 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**How have Virtus Investment Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Virtus Investment Advisers, LLC: Regulatory assets under management: $64,567,000,000 in the October 2021 data and $51,744,428,475 in the October 2026 data, down 20%. Total employees: 0 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Virtus Investment Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (106).

**Does Virtus Investment Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106982

**What changed in Virtus Investment Advisers, LLC's recent Form ADV filings?**
In the July 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 4 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5)). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $51,744,428,475
- Discretionary: $51,744,428,475
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 106 | $51,744,428,475 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1969 (57 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DE, MA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- New York City, NY
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- virtus.com
- Facebook @VIRTUSINVESTMENTPARTNERS
- LinkedIn @VIRTUS-ETF-SOLUTIONS
- LinkedIn @VIRTUS-INVESTMENT-PARTNERS
- LinkedIn @VIRTUS-SYSTEMATIC
- X @VIRTUS
- X @VIRTUSETFS
- YouTube @VIRTUSINVESTMENTPARTNERS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $64,567,000,000 | 0 | March 31, 2021 |
| October 2022 | $71,836,921,628 | 0 | August 24, 2022 |
| October 2023 | $46,245,613,255 | 7 | June 8, 2023 |
| October 2024 | $47,757,397,830 | 8 | September 23, 2024 |
| October 2025 | $53,982,609,839 | 8 | January 31, 2025 |
| October 2026 | $51,744,428,475 | 1 | June 30, 2026 |

Regulatory assets under management: $64,567,000,000 in the October 2021 data and $51,744,428,475 in the October 2026 data, down 20%.
Total employees: 0 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 4 (now no: 11.C(1), 11.C(2), 11.C(4), 11.C(5)).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Its Item 11 disclosure answers changed.
- Employees performing advisory functions went from 8 to 1.
- Changed its office addresses in New York City, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Virtus Investment Advisers, LLC (CRD 106982): Form ADV filing data as of October 2026.