{ "crd_number": 334058, "slug": "vinva-investment-management-sydney-nsw-334058", "primary_business_name": "VINVA INVESTMENT MANAGEMENT", "legal_name": "VINVA INVESTMENT MANAGEMENT LIMITED", "dbas": [], "city": "Sydney, Nsw", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-03-07", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-09-14", "carried_forward": false, "raum_total": 42897628473.0, "raum_discretionary": 42897628473.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 29, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "state_municipal": { "raum": 7473484535.0, "count": 6 }, "pension_profit_sharing": { "raum": 22503771252.0, "count": 16 }, "pooled_investment_vehicles": { "raum": 7793000790.0, "count": 6 }, "corporations_other_businesses": { "raum": 5127371896.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://au.linkedin.com/company/vinva-investment-management", "https://vinva.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334058", "city_as_filed": "SYDNEY, NSW", "url": "https://advisorcensus.com/firm/vinva-investment-management-sydney-nsw-334058", "display_name": "Vinva Investment Management", "summary": "Vinva Investment Management is an SEC-registered investment advisory firm in Sydney, Nsw, Australia, registered since 2025, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.", "citation": "AdvisorCensus. Vinva Investment Management (CRD 334058): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Vinva Investment Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Vinva Investment Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Vinva Investment Management located?", "a": "Vinva Investment Management's principal office is in Sydney, Nsw, Australia, according to its Form ADV." }, { "q": "Is Vinva Investment Management registered with the SEC or a state?", "a": "Vinva Investment Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334058." }, { "q": "How much does Vinva Investment Management manage?", "a": "Vinva Investment Management reports $42,897,628,473 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary)." }, { "q": "How have Vinva Investment Management's assets and staff changed since 2025?", "a": "In the Form ADV data for Vinva Investment Management: Regulatory assets under management: $17,641,218,441 in the October 2025 data and $42,897,628,473 in the October 2026 data, up 143%. Total employees: 28 in October 2025 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Vinva Investment Management serve?", "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (16); pooled investment vehicles (other than investment companies and business development companies) (6); state or municipal government entities (including government pension plans) (6)." }, { "q": "Which custodians does Vinva Investment Management use?", "a": "Vinva Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Paribas, Citi Securities Services, JPMorgan Chase Bank, N.A., Northern Trust and State Street as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Vinva Investment Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334058" }, { "q": "What changed in Vinva Investment Management's recent Form ADV filings?", "a": "In the October 2026 filing data: Regulatory assets under management went from $17,641,218,441 to $42,897,628,473 (+143%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 17641218441.0, "total_employees": 28, "filing_date": "2025-07-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 42897628473.0, "total_employees": 29, "filing_date": "2026-09-14" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Regulatory assets under management went from $17,641,218,441 to $42,897,628,473 (+143%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BNP Paribas", "name_as_filed": "BNP PARIBAS", "affiliated": false }, { "name": "Citi Securities Services", "name_as_filed": "CITI SECURITIES SERVICES", "affiliated": false }, { "name": "JPMorgan Chase Bank, N.A.", "name_as_filed": "JPMORGAN CHASE BANK, N.A.", "affiliated": false }, { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/vinva-investment-management-sydney-nsw-334058.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 7793000790.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 16, "fewer_than_5": false, "raum": 22503771252.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 6, "fewer_than_5": false, "raum": 7473484535.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 5127371896.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334058", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }