# Vienna Asset Management LLC

> Vienna Asset Management LLC is an SEC-registered investment advisory firm in Saratoga, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 17, 2026.

- CRD: 299725
- Filed as: VIENNA ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saratoga, CA
- Filing period: October 2026
- Form ADV filing dated: April 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299725
- AdvisorCensus page: https://advisorcensus.com/firm/vienna-asset-management-llc-saratoga-ca-299725

## Quick answers

**How is Vienna Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Vienna Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Vienna Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $500 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Vienna Asset Management LLC located?**
Vienna Asset Management LLC's principal office is in Saratoga, CA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Vienna Asset Management LLC registered with the SEC or a state?**
Vienna Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299725.

**How much does Vienna Asset Management LLC manage?**
Vienna Asset Management LLC reports $256,525,661 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary).

**How have Vienna Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Vienna Asset Management LLC: Regulatory assets under management: $147,500,000 in the October 2021 data and $256,525,661 in the October 2026 data, up 74%. Total employees: 1 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vienna Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (134).

**Which custodians does Vienna Asset Management LLC use?**
Vienna Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Vienna Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299725

**Does Vienna Asset Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Vienna Asset Management generally requires a minimum account size of $5 million to open an account, although accounts of lower amounts may be accepted at the Firm’s discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> Vienna Asset Management generally requires a minimum account size of $5 million to open an account, although accounts of lower amounts may be accepted at the Firm’s discretion.

- Hourly rate: $500 an hour (Financial Planning Services)

> Financial Planning Services are offered based on an hourly fee of $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $256,525,661
- Discretionary: $256,525,661
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 134 | $256,525,661 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Saratoga, CA

### Websites listed on Form ADV (Item 1.I)
- vamladvisors.com
- LinkedIn @vienna-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $147,500,000 | 1 | August 24, 2021 |
| October 2022 | $169,012,832 | 1 | September 21, 2022 |
| October 2023 | $137,575,430 | 2 | March 31, 2023 |
| October 2024 | $204,005,423 | 4 | March 29, 2024 |
| October 2025 | $238,628,276 | 2 | March 31, 2025 |
| October 2026 | $256,525,661 | 4 | April 17, 2026 |

Regulatory assets under management: $147,500,000 in the October 2021 data and $256,525,661 in the October 2026 data, up 74%.
Total employees: 1 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vienna Asset Management LLC (CRD 299725): Form ADV filing data as of October 2026.