# Vicus Capital, Inc.

> Vicus Capital, Inc. is an SEC-registered investment advisory firm in State College, PA, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 116021
- Filed as: VICUS CAPITAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: State College, PA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116021
- AdvisorCensus page: https://advisorcensus.com/firm/vicus-capital-inc-state-college-pa-116021

## Quick answers

**How is Vicus Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Vicus Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Vicus Capital, Inc. located?**
Vicus Capital, Inc.'s principal office is in State College, PA, according to its Form ADV; the April 2026 filing also lists 21 other offices (Schedule D, Section 1.F).

**Is Vicus Capital, Inc. registered with the SEC or a state?**
Vicus Capital, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 116021.

**How much does Vicus Capital, Inc. manage?**
Vicus Capital, Inc. reports $2,994,398,372 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (96% discretionary).

**How have Vicus Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Vicus Capital, Inc.: Regulatory assets under management: $1,860,440,628 in the October 2021 data and $2,994,398,372 in the October 2026 data, up 61%. Total employees: 87 in October 2021 and 84 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vicus Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,952); high net worth individuals (2,218); pension and profit sharing plans (but not the plan participants or government pension plans) (69).

**Which custodians does Vicus Capital, Inc. use?**
Vicus Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Vicus Capital, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116021

**What changed in Vicus Capital, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 89 to 84. Regulatory assets under management went from $2,574,468,218 to $2,994,398,372 (+16%). Added an office in Warminster, PA. No longer lists an office in Coral Gables, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,994,398,372
- Discretionary: $2,871,344,773
- Non-discretionary: $123,053,599

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,952 | $822,778,137 |
| High net worth individuals | 2,218 | $2,068,708,024 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 69 | $34,495,915 |
| Charitable organizations | 1 | $792,076 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 37 | $67,624,220 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2001 (24 years)
- Employees: 84 total, 84 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116021

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bethlehem, PA
- Bridgewater, NJ
- Camp Hill, PA
- Cleveland, OH
- Columbia, MD
- Dover, DE
- Forty-Fort, PA
- Grove City, PA
- Lakeland, FL
- Lakewood, PA
- Mechanicsburg, PA
- Miami, FL
- Mifflinburg, PA
- Rochester, NY
- Sewickley, PA
- St. Petersburg, FL
- Stroudsburg, PA
- Tampa, FL
- Warminster, PA
- Watertown, NY
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- vicuscapital.com
- Facebook @vicuscapitalinc
- LinkedIn @vicus-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,860,440,628 | 87 | March 17, 2021 |
| October 2022 | $2,320,184,392 | 87 | March 1, 2022 |
| October 2023 | $2,014,773,022 | 87 | February 24, 2023 |
| October 2024 | $2,254,526,552 | 87 | June 25, 2024 |
| October 2025 | $2,574,468,218 | 89 | March 24, 2025 |
| October 2026 | $2,994,398,372 | 84 | March 20, 2026 |

Regulatory assets under management: $1,860,440,628 in the October 2021 data and $2,994,398,372 in the October 2026 data, up 61%.
Total employees: 87 in October 2021 and 84 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 89 to 84.
- Regulatory assets under management went from $2,574,468,218 to $2,994,398,372 (+16%).
- Added an office in Warminster, PA.
- No longer lists an office in Coral Gables, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vicus Capital, Inc. (CRD 116021): Form ADV filing data as of October 2026.