# Victoria Capital Management, Inc.

> Victoria Capital Management, Inc. is an SEC-registered investment advisory firm in Charleston, SC, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 107665
- Filed as: VICTORIA CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charleston, SC
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107665
- AdvisorCensus page: https://advisorcensus.com/firm/victoria-capital-management-inc-charleston-sc-107665

## Quick answers

**How is Victoria Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Victoria Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does Victoria Capital Management, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Victoria Capital Management, Inc. located?**
Victoria Capital Management, Inc.'s principal office is in Charleston, SC, according to its Form ADV.

**Is Victoria Capital Management, Inc. registered with the SEC or a state?**
Victoria Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 107665.

**How much does Victoria Capital Management, Inc. manage?**
Victoria Capital Management, Inc. reports $305,524,532 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (20% discretionary).

**How have Victoria Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Victoria Capital Management, Inc.: Regulatory assets under management: $236,966,502 in the October 2021 data and $305,524,532 in the October 2026 data, up 29%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Victoria Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (11); other investment advisers (8).

**Which custodians does Victoria Capital Management, Inc. use?**
Victoria Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Victoria Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107665

**What changed in Victoria Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $273,079,566 to $305,524,532 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> VCM fees are based on a percentage of the total market value of assets in the investment account at the end of each calendar quarter. Currently, the maximum fee is 1% for all assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $305,524,532
- Discretionary: $61,191,533
- Non-discretionary: $244,332,999

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $2,906,395 |
| High net worth individuals | 24 | $42,816,135 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $12,297,311 |
| Charitable organizations | 1 | $3,171,692 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 8 | $244,332,999 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, SC, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- vcm.us.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $236,966,502 | 4 | March 12, 2021 |
| October 2022 | $287,281,026 | 3 | March 10, 2022 |
| October 2023 | $207,611,897 | 3 | February 23, 2023 |
| October 2024 | $264,922,179 | 3 | February 29, 2024 |
| October 2025 | $273,079,566 | 3 | July 28, 2025 |
| October 2026 | $305,524,532 | 3 | March 26, 2026 |

Regulatory assets under management: $236,966,502 in the October 2021 data and $305,524,532 in the October 2026 data, up 29%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $273,079,566 to $305,524,532 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Victoria Capital Management, Inc. (CRD 107665): Form ADV filing data as of October 2026.