# Vickerman Investment Advisors, Inc.

> Vickerman Investment Advisors, Inc. is an SEC-registered investment advisory firm in Spokane, WA, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 313240
- Filed as: VICKERMAN INVESTMENT ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Spokane, WA
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313240
- AdvisorCensus page: https://advisorcensus.com/firm/vickerman-investment-advisors-inc-spokane-wa-313240

## Quick answers

**How is Vickerman Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Vickerman Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does Vickerman Investment Advisors, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 25, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Vickerman Investment Advisors, Inc. located?**
Vickerman Investment Advisors, Inc.'s principal office is in Spokane, WA, according to its Form ADV.

**Is Vickerman Investment Advisors, Inc. registered with the SEC or a state?**
Vickerman Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313240.

**How much does Vickerman Investment Advisors, Inc. manage?**
Vickerman Investment Advisors, Inc. reports $632,257,716 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**How have Vickerman Investment Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Vickerman Investment Advisors, Inc.: Regulatory assets under management: $325,275,026 in the October 2021 data and $632,257,716 in the October 2026 data, up 94%. Total employees: 2 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Vickerman Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (278); high net worth individuals (150); corporations or other businesses not listed above (2).

**Which custodians does Vickerman Investment Advisors, Inc. use?**
Vickerman Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Vickerman Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313240

**What changed in Vickerman Investment Advisors, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $466,604,869 to $632,257,716 (+36%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $3,000,000: 0.75% a year
- Above $3,000,000: 0.5% a year

> Our standard annual Advisory Fee schedule is as follows.

> 1.00% on the first $1,000,000, plus 0.75% on the next $2,000,000, plus 0.50% on amounts over $3,000,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $632,257,716
- Discretionary: $632,257,716
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 278 | $86,837,880 |
| High net worth individuals | 150 | $541,462,439 |
| Charitable organizations | 1 | $422,415 |
| Corporations or other businesses not listed above | 2 | $3,534,982 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, ID, MT, OR, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- buckets.us
- vickerman.us
- vickermandriscoll.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $325,275,026 | 2 | July 14, 2021 |
| October 2022 | $343,067,000 | 2 | March 4, 2022 |
| October 2023 | $330,789,172 | 6 | June 20, 2023 |
| October 2024 | $372,087,351 | 6 | March 21, 2024 |
| October 2025 | $466,604,869 | 7 | June 10, 2025 |
| October 2026 | $632,257,716 | 7 | February 25, 2026 |

Regulatory assets under management: $325,275,026 in the October 2021 data and $632,257,716 in the October 2026 data, up 94%.
Total employees: 2 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $466,604,869 to $632,257,716 (+36%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Vickerman Investment Advisors, Inc. (CRD 313240): Form ADV filing data as of October 2026.