{
  "crd_number": 313240,
  "slug": "vickerman-investment-advisors-inc-spokane-wa-313240",
  "primary_business_name": "VICKERMAN INVESTMENT ADVISORS, INC.",
  "legal_name": "VICKERMAN INVESTMENT ADVISORS, INC.",
  "dbas": [],
  "city": "Spokane",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "44060",
  "metro": {
    "cbsa_code": "44060",
    "common_name": "Spokane",
    "msa_name": "Spokane-Spokane Valley, WA",
    "path": "/advisors/wa/spokane"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-03-26",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-25",
  "carried_forward": false,
  "raum_total": 632257716.0,
  "raum_discretionary": 632257716.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 7,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 422415.0,
      "count": 1
    },
    "individuals": {
      "raum": 86837880.0,
      "count": 278
    },
    "high_net_worth_individuals": {
      "raum": 541462439.0,
      "count": 150
    },
    "corporations_other_businesses": {
      "raum": 3534982.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AZ",
    "CA",
    "CO",
    "ID",
    "MT",
    "OR",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://buckets.us",
    "https://vickerman.us",
    "https://vickermandriscoll.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313240",
  "city_as_filed": "SPOKANE",
  "url": "https://advisorcensus.com/firm/vickerman-investment-advisors-inc-spokane-wa-313240",
  "display_name": "Vickerman Investment Advisors, Inc.",
  "summary": "Vickerman Investment Advisors, Inc. is an SEC-registered investment advisory firm in Spokane, WA, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026.",
  "citation": "AdvisorCensus. Vickerman Investment Advisors, Inc. (CRD 313240): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Vickerman Investment Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Vickerman Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Vickerman Investment Advisors, Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 25, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Vickerman Investment Advisors, Inc. located?",
      "a": "Vickerman Investment Advisors, Inc.'s principal office is in Spokane, WA, according to its Form ADV."
    },
    {
      "q": "Is Vickerman Investment Advisors, Inc. registered with the SEC or a state?",
      "a": "Vickerman Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313240."
    },
    {
      "q": "How much does Vickerman Investment Advisors, Inc. manage?",
      "a": "Vickerman Investment Advisors, Inc. reports $632,257,716 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Vickerman Investment Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Vickerman Investment Advisors, Inc.: Regulatory assets under management: $325,275,026 in the October 2021 data and $632,257,716 in the October 2026 data, up 94%. Total employees: 2 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Vickerman Investment Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (278); high net worth individuals (150); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Which custodians does Vickerman Investment Advisors, Inc. use?",
      "a": "Vickerman Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Vickerman Investment Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313240"
    },
    {
      "q": "What changed in Vickerman Investment Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $466,604,869 to $632,257,716 (+36%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 325275026.0,
      "total_employees": 2,
      "filing_date": "2021-07-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 343067000.0,
      "total_employees": 2,
      "filing_date": "2022-03-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 330789172.0,
      "total_employees": 6,
      "filing_date": "2023-06-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 372087351.0,
      "total_employees": 6,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 466604869.0,
      "total_employees": 7,
      "filing_date": "2025-06-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 632257716.0,
      "total_employees": 7,
      "filing_date": "2026-02-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $466,604,869 to $632,257,716 (+36%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 25, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $3,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $3,000,000: 0.75% a year",
          "Above $3,000,000: 0.5% a year"
        ],
        "quotes": [
          "Our standard annual Advisory Fee schedule is as follows.",
          "1.00% on the first $1,000,000, plus 0.75% on the next $2,000,000, plus 0.50% on amounts over $3,000,000"
        ]
      }
    ],
    "quotes": [
      "Our standard annual Advisory Fee schedule is as follows.",
      "1.00% on the first $1,000,000, plus 0.75% on the next $2,000,000, plus 0.50% on amounts over $3,000,000"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/vickerman-investment-advisors-inc-spokane-wa-313240.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 278,
      "fewer_than_5": false,
      "raum": 86837880.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 150,
      "fewer_than_5": false,
      "raum": 541462439.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 422415.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": false,
      "raum": 3534982.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313240",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}